Christopher G. Iovanna

AMG DISTRIBUTORS

Stamford, CT 06901

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CRD#: 2987989

Professional summary

Christopher George Iovanna, CFA is a registered financial professional currently at AMG DISTRIBUTORS, INC. located in Stamford, Connecticut.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 5 firms and has passed the Series 66, SIE, Series 87, Series 3, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher George Iovanna's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

August 5, 2014 - Present

AMG DISTRIBUTORS, INC.

Office #1: 680 Washington Blvd Suite 500, Stamford, CT 06901

CRD#: 27314

Stamford, CT

Past

July 15, 2013 - June 25, 2014

PYRAMIS DISTRIBUTORS CORPORATION LLC

CRD#: 146430

MERRIMACK, NH

Past

August 15, 2007 - July 20, 2012

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA

CRD#: 138756

BOSTON, MA

Past

August 14, 2007 - July 20, 2012

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

January 5, 2001 - August 1, 2007

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

July 7, 2000 - August 1, 2007

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(8/5/2014)

Massachusetts
(8/5/2014)

Exams

State Security Law Exam

IAR

Series 66

Date: 8/12/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 6/24/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 3

Date: 9/26/2001

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/6/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 11/29/2001

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/14/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AMG DISTRIBUTORS, INC.

CRD#: 27314 / SEC#: , 8-43057

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

680 Washington Blvd Suite 500, Stamford, CT 06901

Mailing Address

680 Washington Blvd Suite 500, Stamford, CT 06901

Phone number

(203) 299-3500

Established

Delaware since 12/29/2000

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
AMG FUNDS LLC	SOLE SHAREHOLDER	153456
GALIS, AARON	DIRECTOR	7333959
HOPKINS, THOMAS JOHN	PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER AND FINOP	1835087
JACOBS ANTONACCIO, RACHEL ELIZABETH	HEAD OF CLIENT SOLUTIONS AND PRINCIPAL	3189490
KINNE, KEITHA LEE	PRESIDENT, PRINCIPAL AND CHIEF OPERATING OFFICER	2039630
SPELLMAN, PATRICK JOSEPH	CHIEF COMPLIANCE OFFICER	3086822

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher G. Iovanna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher George Iovanna's CRS (Customer Relationship Summary).

Certified licenses

Experience

PYRAMIS DISTRIBUTORS CORPORATION LLC

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

AMUNDI DISTRIBUTOR US, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/12/2000

SIE

Date: 10/1/2018

Series 87

Date: 6/24/2005

Series 3

Date: 9/26/2001

Series 7

Date: 7/6/2000

Series 4

Date: 11/29/2001

Series 24

Date: 10/14/2000

FINRA

Current Firm

AMG DISTRIBUTORS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

AMG DISTRIBUTORS, INC.

TRUST BUT VERIFY

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