Sheral L. Gambrell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheral Lavette Gambrell, who also goes by Sheral Gambrel Bowen, Sheral Lavette Gambrel, Sheral Gambrel, Sheral Lavette Pratt, Sheral Pratt, was a registered financial professional .
Sheral is a previously registered financial professional and started their career in finance in 1998. Sheral had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2008 - August 13, 2012
FIRST HORIZON ADVISORS, INC.
June 9, 2008 - July 14, 2008
WADDELL & REED
February 28, 2006 - October 12, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
June 25, 2001 - February 28, 2006
TRUSTMARK SECURITIES, INC.
February 14, 2000 - November 2, 2000
AMSOUTH INVESTMENT SERVICES, INC.
May 11, 1999 - February 14, 2000
INVEST FINANCIAL CORPORATION
October 15, 1998 - January 22, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 15, 1998 - January 22, 1999
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST HORIZON ADVISORS, INC.
CRD#: 17117 / SEC#: 801-78594, 8-35061
Contact information
FINRA licenses (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,076 |
| AUM (Assets Under Management) | $ 13,617,534,771 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/15/2025 | ||
| 08/16/2024 | ||
| 12/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
