Matthew E. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Edwin Johnson, who also goes by Matt Edwin Johnson, Matthew E Johnson, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2017. Matthew had worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 3 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2018 - June 24, 2020
VISION INVESTMENT ADVISORS, LLC
October 26, 2017 - June 22, 2020
VISION FINANCIAL MARKETS LLC
August 25, 2017 - October 26, 2017
VISION BROKERAGE SERVICES, LLC
Primary Firm SEC Registration
VISION INVESTMENT ADVISORS, LLC
CRD#: 109621 / SEC#: 801-57975
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VISION INVESTMENT ADVISORS, LLC
CRD#: 109621 / SEC#: 801-57975
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 98 |
| AUM (Assets Under Management) | $ 117,879,479 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/24/2023 | ||
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
