Robert J. Fordham

FORDHAM FINANCIAL SERVICES

LILBURN, GA 30047

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CRD#: 2987733

Professional summary

Robert John Fordham, CFP® is a registered financial advisor currently at FORDHAM FINANCIAL SERVICES, INC. located in Lilburn, Georgia.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Robert has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CURRENTLY A CPA, PRACTICING ACCOUNTING/TAX

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert John Fordham's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

November 26, 2003 - Present

FORDHAM FINANCIAL SERVICES, INC.

Office #1: 3100 Five Forks Trickum Road Suite 701, Lilburn, GA 30047

RIA

CRD#: 125887

LILBURN, GA

Past

October 1, 1999 - November 10, 1999

PEACHCAP SECURITIES, INC.

CRD#: 25590

ATLANTA, GA

Past

January 1, 1998 - April 19, 1999

LINDNER CAPITAL MANAGEMENT, INC.

CRD#: 42096

MARIETTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(11/26/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/14/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/13/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/26/1997

General Securities Representative Examination

Current Firm

FORDHAM FINANCIAL SERVICES, INC.

CRD#: 125887 / SEC#:

Georgia

Registered Investment Advisory firm - (12/3/1999 Approved)

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Contact information

Main Address

3100 Five Forks Trickum Road Suite 701, Lilburn, GA 30047

Mailing Address

Phone number

(770) 736-6854

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	105
AUM (Assets Under Management)	$ 24,776,830

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert J. Fordham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert John Fordham's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORDHAM FINANCIAL SERVICES, INC.

PEACHCAP SECURITIES, INC.

LINDNER CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/14/1999

Series 63

Date: 1/13/1998

Series 7

Date: 12/26/1997

Current Firm

FORDHAM FINANCIAL SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FORDHAM FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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