Alexei Goloubev
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexei Goloubev was a registered financial professional .
Alexei is a previously registered financial professional and started their career in finance in 1998. Alexei had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2017 - July 11, 2017
DAVID LERNER ASSOCIATES, INC.
February 18, 2014 - October 22, 2015
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
November 13, 2012 - March 27, 2013
EQUITABLE ADVISORS, LLC
October 17, 2002 - October 26, 2012
J.H. DARBIE & CO., INC.
September 22, 1998 - October 7, 2002
PHD CAPITAL
August 7, 1998 - September 17, 1998
FAIRCHILD FINANCIAL GROUP, INC.
February 19, 1998 - August 7, 1998
LEGEND MERCHANT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
