Erik S. Jensen

FILICE RETIREMENT SERVICES

San Jose, CA 95110

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CRD#: 2987382

Professional summary

Erik Sigurd Jensen, AIF® is a registered financial advisor currently at FILICE RETIREMENT SERVICES located in San Jose, California.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Erik has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 02/23/2012: JENSEN FINANCIAL SERVICES - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR: FILICE RETIREMENT SERVICES - 44% OF TIME SPENT (2) 07/10/2013: FILICE RETIREMENT SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (3) 04/27/2015: B&R PROPERTIES, LLC - INV REL - 3024-3030 COVINGTON PIKE, MEMPHIS, TN 38018 & 2762-2780 BARLETT AVE, BARLETT, TN 38018 - REAL ESTATE RENTAL - START 07/20/2007 - 80 HR/MO 5 DURING SECS TRDG HRS - CO-OWNER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Sigurd Jensen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

April 10, 2001 - Present

FILICE RETIREMENT SERVICES

Office #1: 1762 Technology Drive Suite 203, San Jose, CA 95110

RIA

CRD#: 135984

San Jose, CA

Past

February 7, 2012 - February 21, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN JOSE, CA

Past

February 6, 2012 - February 21, 2018

LPL FINANCIAL LLC

CRD#: 6413

SAN JOSE, CA

Past

June 11, 2007 - November 30, 2010

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

SAN JOSE, CA

Past

June 15, 2006 - June 12, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

SAN JOSE, CA

Past

April 28, 1999 - June 12, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

SAN JOSE, CA

Past

June 4, 1998 - April 26, 1999

LIFEMARK SECURITIES CORP.

CRD#: 16204

ROCHESTER, NY

Past

March 9, 1998 - June 10, 1998

ONE ORCHARD EQUITIES, INC.

CRD#: 42124

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/10/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/7/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/21/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/7/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/16/2012

General Securities Principal Examination

Current Firm

FILICE RETIREMENT SERVICES

FILICE RETIREMENT SERVICES | JENSEN FINANCIAL SERVICES, INC.

CRD#: 135984 / SEC#:

California

Registered Investment Advisory firm - (4/10/2001 Approved)

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Contact information

Main Address

1762 Technology Drive Suite 226, San Jose, CA 95110

Mailing Address

P.o. Box 1807, San Jose, CA 95109-1807

Phone number

(408) 350-5751

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Erik S. Jensen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Sigurd Jensen's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WOODBURY FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

LIFEMARK SECURITIES CORP.

ONE ORCHARD EQUITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/1999

Series 63

Date: 3/7/1998

SIE

Date: 2/21/2018

Series 7

Date: 12/15/1999

Series 6

Date: 3/7/1998

Series 24

Date: 3/16/2012

Current Firm

FILICE RETIREMENT SERVICES

Contact information

Documents

Red Flags

Company Information

FILICE RETIREMENT SERVICES

TRUST BUT VERIFY

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