Bryan J. Clark

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CRD#: 2987321

Professional summary

Bryan Joseph Clark was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Bryan is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Bryan had worked at 9 firms, which includes MADISON AVENUE SECURITIES LLC, LPL FINANCIAL LLC, U.S. BANCORP ADVISORS LLC, WELLS FARGO CLEARING SERVICES LLC, WAMU INVESTMENTS INC., SPENCER EDWARDS INC., ALTIS ADVISORS INC., PEREGRINE FINANCIALS & SECURITIES INC., PRUCO SECURITIES LLC..

Question & Answer

Are you a "fiduciary"?

Aliases

Bryan J Clark

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 3, 2015 - August 15, 2018

MADISON AVENUE SECURITIES, LLC

RIA

CRD#: 23224

ATASCADERO, CA

Past

June 2, 2015 - August 15, 2018

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

ATASCADERO, CA

Past

June 28, 2010 - May 14, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN LUIS OBISPO, CA

Past

June 25, 2010 - May 14, 2015

LPL FINANCIAL LLC

CRD#: 6413

SAN LUIS OBISPO, CA

Past

May 12, 2010 - June 7, 2010

U.S. BANCORP ADVISORS, LLC

RIA

CRD#: 14455

SANTA MARIA, CA

Past

May 12, 2010 - June 7, 2010

U.S. BANCORP ADVISORS, LLC

CRD#: 14455

SANTA MARIA, CA

Past

October 30, 2007 - May 5, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SANTA MARIA, CA

Past

October 30, 2007 - May 5, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SANTA MARIA, CA

Past

November 7, 2005 - October 31, 2007

WAMU INVESTMENTS, INC.

RIA

CRD#: 599

STOCKTON, CA

Past

December 8, 2003 - October 31, 2007

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

January 15, 2003 - October 28, 2003

SPENCER EDWARDS, INC.

CRD#: 22067

CENTENNIAL, CO

Past

August 21, 2002 - October 28, 2003

ALTIS ADVISORS, INC.

RIA

CRD#: 119055

UNIVERSAL CITY, CA

Past

April 26, 2000 - January 14, 2002

PEREGRINE FINANCIALS & SECURITIES, INC.

CRD#: 43992

CHICAGO, IL

Past

February 10, 1998 - November 5, 1998

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MADISON AVENUE SECURITIES, LLC

ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES

CRD#: 23224 / SEC#: 801-69919, 8-40426

RIA

Registered Investment Advisory firm - SEC (2/24/2009 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/12/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/27/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/15/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/26/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/7/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MADISON AVENUE SECURITIES, LLC

ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES

CRD#: 23224 / SEC#: 801-69919, 8-40426

RIA

Registered Investment Advisory firm - SEC (2/24/2009 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

13500 Evening Creek Dr N #555, San Diego, CA 92128

Mailing Address

13500 Evening Creek Dr N #555, San Diego, CA 92128

Phone number

(858) 207-1300

Established

Delaware since 05/05/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

SEC notice filing (50 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

MADISON AVENUE SECURITIES FORM ADV PART 2A 3-26-2025 (10/3/2025)

MADISON AVENUE SECURITIES WRAP PROGRAM BROCHURE 3-26-2025 (10/3/2025)

Direct owners and executive officers

Name	Position	CRD#
KT EQUITY PARTNERS II, LLC	DIRECT OWNER
CALLANAN, DAVID JAMES	MEMBER	4237166
FIXSEN, VILAYPHONE	CHIEF OPERATING OFFICER	4585926
FOSTER, CODY GRANT	MEMBER	4237075
JENSEN, GAIL MARIE	DEPUTY CHIEF COMPLIANCE OFFICER	1943705
MCNEES, MARTIN WILLIAM	PRESIDENT	3168410
METCALFE, INC.	OWNER
PIERSON, MELISSA KAY	CHIEF COMPLIANCE OFFICER	1685017
SCHENDEL, JENNIFER	MEMBER	6136948
WOODS, SANDRA ANN	FINOP	6200533

Regulatory assets under management

Total Number of Accounts	14,100
AUM (Assets Under Management)	$ 2,038,801,712

Disclosures

Regulatory Event	8
Arbitration	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bryan J. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

U.S. BANCORP ADVISORS, LLC

U.S. BANCORP ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WAMU INVESTMENTS, INC.

WAMU INVESTMENTS, INC.

SPENCER EDWARDS, INC.

ALTIS ADVISORS, INC.

PEREGRINE FINANCIALS & SECURITIES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

MADISON AVENUE SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/12/1998

Series 63

Date: 12/27/1997

SIE

Date: 8/15/2018

Series 7

Date: 7/26/2000

Series 6

Date: 2/7/1998

Current Firm

MADISON AVENUE SECURITIES, LLC

Contact information

SEC notice filing (50 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

MADISON AVENUE SECURITIES, LLC

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