Bryan J. Clark
Professional summary
Bryan Joseph Clark was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Bryan is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Bryan had worked at 9 firms, which includes MADISON AVENUE SECURITIES LLC, LPL FINANCIAL LLC, U.S. BANCORP ADVISORS LLC, WELLS FARGO CLEARING SERVICES LLC, WAMU INVESTMENTS INC., SPENCER EDWARDS INC., ALTIS ADVISORS INC., PEREGRINE FINANCIALS & SECURITIES INC., PRUCO SECURITIES LLC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2015 - August 15, 2018
MADISON AVENUE SECURITIES, LLC
June 2, 2015 - August 15, 2018
MADISON AVENUE SECURITIES, LLC
June 28, 2010 - May 14, 2015
LPL FINANCIAL LLC
June 25, 2010 - May 14, 2015
LPL FINANCIAL LLC
May 12, 2010 - June 7, 2010
U.S. BANCORP ADVISORS, LLC
May 12, 2010 - June 7, 2010
U.S. BANCORP ADVISORS, LLC
October 30, 2007 - May 5, 2010
WELLS FARGO CLEARING SERVICES, LLC
October 30, 2007 - May 5, 2010
WELLS FARGO CLEARING SERVICES, LLC
November 7, 2005 - October 31, 2007
WAMU INVESTMENTS, INC.
December 8, 2003 - October 31, 2007
WAMU INVESTMENTS, INC.
January 15, 2003 - October 28, 2003
SPENCER EDWARDS, INC.
August 21, 2002 - October 28, 2003
ALTIS ADVISORS, INC.
April 26, 2000 - January 14, 2002
PEREGRINE FINANCIALS & SECURITIES, INC.
February 10, 1998 - November 5, 1998
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
MADISON AVENUE SECURITIES, LLC
CRD#: 23224 / SEC#: 801-69919, 8-40426
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MADISON AVENUE SECURITIES, LLC
CRD#: 23224 / SEC#: 801-69919, 8-40426
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MANAGER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
