AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
WD

William D. Donaldson

DONALDSON FINANCIAL WELLNESS NETWORK
Newtown, CT 06470
Some features on this profile are disabled
CRD#: 2987253
WD

Professional summary

William Donald Donaldson is a registered financial advisor currently at DONALDSON FINANCIAL WELLNESS NETWORK, LLC located in Newtown, Connecticut.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. William has worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Donald Donaldson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 29, 2024 - Present

DONALDSON FINANCIAL WELLNESS NETWORK, LLC

Office #1: 197 Huntingtown Road, Newtown, CT 06470
RIA
CRD#: 293622
Newtown, CT
Past

May 31, 2018 - December 31, 2023

DONALDSON FINANCIAL WELLNESS NETWORK, LLC

RIA
CRD#: 293622
NEWTOWN, CT
Past

June 9, 2015 - December 6, 2017

CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC

RIA
CRD#: 174670
Westport, CT
Past

September 4, 2013 - May 22, 2015

WEALTH MANAGEMENT ADVISERS, LLC

RIA
CRD#: 128836
Milford, CT
Past

July 9, 2012 - August 29, 2013

VISTA INVESTMENT ADVISORS LLC

RIA
CRD#: 125777
WESTPORT, CT
Past

May 20, 2010 - June 30, 2015

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
WESTPORT, CT
Past

January 9, 2007 - November 6, 2008

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
WESTPORT, CT
Past

November 30, 2000 - December 31, 2006

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
NEWTOWN, CT
Past

August 16, 2000 - December 31, 2008

VISTA INVESTMENT ADVISORS LLC

RIA
CRD#: 125777
STRATFORD, CT
Past

July 8, 2000 - December 4, 2000

OSAIC FS, INC.

BD
CRD#: 3870
FORT WAYNE, IN
Past

November 4, 1998 - July 8, 2000

POLARIS FINANCIAL SERVICES, INC.

BD
CRD#: 14521
CONCORD, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(1/29/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/1/1998
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/30/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/3/1998
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 1/27/1998
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/22/1998
General Securities Principal Examination

Current Firm

DF
DONALDSON FINANCIAL WELLNESS NETWORK, LLC
DONALDSON FINANCIAL WELLNESS NETWORK, LLC

CRD#: 293622 / SEC#:

Connecticut
Registered Investment Advisory firm - (1/29/2024 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
197 Huntingtown Road, Newtown, CT 06470
Mailing Address
Phone number
(203) 221-2848
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DONALDSON FINANCIAL WELLNESS NETWORK, LLC

CRD#: 293622Newtown, CT 06470

TRUST BUT VERIFY

Monitor William Donaldson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

DH
Donald HenryAdvisorCheck Check Mark
WELLS FARGO CLEARING SERVICES, LLC
IAR
RR
Danbury, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.