William D. Donaldson

DONALDSON FINANCIAL WELLNESS NETWORK

Newtown, CT 06470

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CRD#: 2987253

Professional summary

William Donald Donaldson is a registered financial advisor currently at DONALDSON FINANCIAL WELLNESS NETWORK, LLC located in Newtown, Connecticut.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. William has worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DONALDSON FINANCIAL WELLNESS NETWORK, LLC. NOT INVESTMENT RELATED. 197 Huntingtown Road, Newtwon, CT 06470. DIVORCE FINANCIAL PLANNING AND MEDIATION, OWNER. 08/2013. 50 HRS/MO. MEDIATE FINANCIAL SETTLEMENTS BETWEEN DIVORCING COUPLES, PROVIDE TAX AND FINANCIAL INFORMATION TO DIVORCING INDIVIDUALS AND COUPLES TO ASSIST IN THEIR NEGOTIATIONS, PROVIDE INCOME TAX PLANNING TO VARIOUS INDIVIDUALS. 2) Insurance sales - not investment related, 197 Huntingtown Road, Newtown, CT 06470, individual agent, occasionally recommend and sell various life insurance products and annuities, 5 hrs/month, start date 8/2013.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Donald Donaldson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2024 - Present

DONALDSON FINANCIAL WELLNESS NETWORK, LLC

Office #1: 197 Huntingtown Road, Newtown, CT 06470

RIA

CRD#: 293622

Newtown, CT

Past

May 31, 2018 - December 31, 2023

DONALDSON FINANCIAL WELLNESS NETWORK, LLC

RIA

CRD#: 293622

NEWTOWN, CT

Past

June 9, 2015 - December 6, 2017

CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC

RIA

CRD#: 174670

Westport, CT

Past

September 4, 2013 - May 22, 2015

WEALTH MANAGEMENT ADVISERS, LLC

RIA

CRD#: 128836

Milford, CT

Past

July 9, 2012 - August 29, 2013

VISTA INVESTMENT ADVISORS LLC

RIA

CRD#: 125777

WESTPORT, CT

Past

May 20, 2010 - June 30, 2015

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

WESTPORT, CT

Past

January 9, 2007 - November 6, 2008

NATIONAL PLANNING CORPORATION

CRD#: 29604

WESTPORT, CT

Past

November 30, 2000 - December 31, 2006

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

NEWTOWN, CT

Past

August 16, 2000 - December 31, 2008

VISTA INVESTMENT ADVISORS LLC

RIA

CRD#: 125777

STRATFORD, CT

Past

July 8, 2000 - December 4, 2000

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

November 4, 1998 - July 8, 2000

POLARIS FINANCIAL SERVICES, INC.

CRD#: 14521

CONCORD, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/1/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/30/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/3/1998

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 1/27/1998

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 12/22/1998

General Securities Principal Examination

Current Firm

DONALDSON FINANCIAL WELLNESS NETWORK, LLC

CRD#: 293622 / SEC#:

Connecticut

Registered Investment Advisory firm - (1/29/2024 Approved)

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Contact information

Main Address

197 Huntingtown Road, Newtown, CT 06470

Mailing Address

Phone number

(203) 221-2848

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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William D. Donaldson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Donald Donaldson's CRS (Customer Relationship Summary).

Certified licenses

Experience

DONALDSON FINANCIAL WELLNESS NETWORK, LLC

CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC

WEALTH MANAGEMENT ADVISERS, LLC

VISTA INVESTMENT ADVISORS LLC

PURSHE KAPLAN STERLING INVESTMENTS

NATIONAL PLANNING CORPORATION

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

VISTA INVESTMENT ADVISORS LLC

OSAIC FS, INC.

POLARIS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/1/1998

SIE

Date: 6/30/2015

Series 7

Date: 11/3/1998

Series 3

Date: 1/27/1998

Series 24

Date: 12/22/1998

Current Firm

DONALDSON FINANCIAL WELLNESS NETWORK, LLC

Contact information

Documents

Red Flags

Company Information

DONALDSON FINANCIAL WELLNESS NETWORK, LLC

TRUST BUT VERIFY

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