Anthony Lagunilla

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony Lagunilla, who also goes by Tony Lagunilla, was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 1998. Anthony had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Tony Lagunilla

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 19, 2016 - March 27, 2019

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

ALLENTOWN, PA

Past

March 4, 2014 - March 27, 2019

REALTA EQUITIES, INC.

BD

CRD#: 23769

ALLENTOWN, PA

Past

January 31, 2013 - January 31, 2014

HERITAGE ADVISORY SERVICES, INC.

RIA

CRD#: 119241

ALLENTOWN, PA

Past

January 31, 2013 - January 31, 2014

HERITAGE FINANCIAL SYSTEMS, LLC

BD

CRD#: 133019

MALVERN, PA

Past

December 1, 2006 - February 13, 2013

QUESTAR CAPITAL CORPORATION

BD

CRD#: 43100

ALLENTOWN, PA

Past

June 28, 2006 - February 13, 2013

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

ALLENTOWN, PA

Past

May 20, 2004 - July 18, 2006

USALLIANZ SECURITIES, INC.

RIA

CRD#: 40875

ALLENTOWN, PA

Past

January 2, 2004 - December 1, 2006

USALLIANZ SECURITIES, INC.

BD

CRD#: 40875

ALLENTOWN, PA

Past

October 13, 2000 - January 13, 2004

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

ALLENTOWN, PA

Past

August 18, 2000 - December 31, 2003

SECURITIES AMERICA, INC.

BD

CRD#: 10205

LAVISTA, NE

Past

January 30, 1998 - August 25, 2000

PRUDENTIAL EQUITY GROUP, LLC

BD

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RI

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/12/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 2/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 1/28/1998

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 4

Date: 2/9/2002

Registered Options Principal Examination

Principal/Supervisory Exam

RR

Series 24

Date: 2/1/2001

General Securities Principal Examination

Current Firm

RI

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1201 N. Orange Street Suite 729, Wilmington, DE 19801

Mailing Address

Phone number

(888) 657-5200

Established

Firm type

Fiscal year end

# of Employees

64

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE 3.21.2025 (3/31/2025)

ADV II 3.21.2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,958
AUM (Assets Under Management)	$ 343,465,487

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

REALTA EQUITIES, INC.

HERITAGE ADVISORY SERVICES, INC.

HERITAGE FINANCIAL SYSTEMS, LLC

QUESTAR CAPITAL CORPORATION

QUESTAR ASSET MANAGEMENT, INC.

USALLIANZ SECURITIES, INC.

USALLIANZ SECURITIES, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

REALTA INVESTMENT ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/12/1998

Series 63

Date: 2/4/1998

SIE

Date: 10/1/2018

Series 7

Date: 1/28/1998

Series 4

Date: 2/9/2002

Series 24

Date: 2/1/2001

Current Firm

REALTA INVESTMENT ADVISORS, INC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REALTA INVESTMENT ADVISORS, INC

TRUST BUT VERIFY

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