William D. Talbot
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William David Talbot, who also goes by Chip Talbot, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1998. William had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2024 - January 27, 2026
ANICO FINANCIAL SERVICES, INC.
December 2, 2015 - December 31, 2023
SECURITIES MANAGEMENT & RESEARCH, INC.
April 17, 2014 - April 16, 2015
COREBRIDGE CAPITAL SERVICES, INC.
February 24, 2006 - May 16, 2006
AMERICAN GENERAL EQUITY SERVICES CORPORATION
July 2, 1999 - October 18, 2005
VALIC FINANCIAL ADVISORS, INC.
June 30, 1999 - October 18, 2005
VALIC FINANCIAL ADVISORS, INC.
October 9, 1998 - August 27, 1999
MML INVESTORS SERVICES, LLC
February 3, 1998 - October 6, 1998
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANICO FINANCIAL SERVICES, INC.
CRD#: 158883 / SEC#: , 8-68938
Contact information
FINRA licenses (7 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
