Wayshak E. Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayshak Edward Hill, CFP®, who also goes by Shak Hill, Wayshak Hill, Edward Wayshak Mangum, Wayshak Mangum, was a registered financial professional .
Wayshak is a previously registered financial professional and started their career in finance in 1998. Wayshak had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2018 - July 15, 2019
CFD INVESTMENTS, INC.
September 19, 2018 - July 15, 2019
CREATIVE FINANCIAL DESIGNS, INC.
January 12, 2012 - October 5, 2016
ALLSTATE FINANCIAL ADVISORS, LLC
November 22, 2011 - October 5, 2016
ALLSTATE FINANCIAL SERVICES, LLC
November 2, 2010 - August 31, 2011
BB&T INVESTMENT SERVICES, INC.
November 2, 2010 - August 31, 2011
BB&T INVESTMENT SERVICES, INC.
January 22, 2010 - March 9, 2010
USAA FINANCIAL PLANNING SERVICES
January 22, 2010 - March 9, 2010
USAA FINANCIAL ADVISORS, INC.
November 3, 2008 - January 8, 2010
CANTELLA & CO., INC.
November 3, 2008 - January 8, 2010
CANTELLA & CO., INC.
May 29, 2007 - November 4, 2008
WELLS FARGO CLEARING SERVICES, LLC
May 29, 2007 - November 4, 2008
WELLS FARGO CLEARING SERVICES, LLC
November 5, 2003 - June 1, 2007
TRUIST INVESTMENT SERVICES, INC.
October 21, 2003 - June 1, 2007
TRUIST INVESTMENT SERVICES, INC.
May 22, 2001 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
May 22, 2001 - October 15, 2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 14, 2000 - May 1, 2001
AMSOUTH INVESTMENT SERVICES, INC.
January 30, 1998 - July 10, 2000
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CFD INVESTMENTS, INC.
CRD#: 25427 / SEC#: , 8-41727
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRAUN, BRIGIT R | OWNER | 6585909 |
| OWENS, BRENT ANTHONY | PRESIDENT/DIRECTOR | 2261719 |
| ROCKEY, BROOKE LEIGH | OWNER | 4817176 |
| THE OWENS FAMILY TRUST DATED 8/1/2017 | OWNER | |
| BAHRENBURG, MATTHEW O | CHIEF COMPLIANCE OFFICER | 5295661 |
| HALE, DANIEL KRIS | OWNER, VICE PRESIDENT, DIRECTOR | 2649813 |
| OWENS, MICKEY LEE | DIRECTOR, TRUSTEE OF THE OWENS FAMILY TRUST DATED 8/1/2017 | 1437001 |
| ROCKEY, CHRISTOPHER M | OWNER | 5504531 |
| ROOZE, KREGG JERROD | DIRECTOR, SECRETARY, TREASURER | 3174063 |
Disclosures
| Regulatory Event | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
