Phyllis A. Doyle Smith
Professional summary
Phyllis Ann Doyle Smith, who also goes by Phyllis Ann Doyle, is a registered financial professional currently at FIRST HEARTLAND CAPITAL, INC. located in Gettysburg, Pennsylvania.
Phyllis is registered as a RR (Registered Representative) and started their career in finance in 1998. Phyllis has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Phyllis Ann Doyle Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2002 - Present
FIRST HEARTLAND CAPITAL, INC.
Office #1: 395 Buford Avenue, Gettysburg, PA 17325July 1, 2002 - December 17, 2002
THRIVENT INVESTMENT MANAGEMENT INC.
September 5, 2000 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
July 9, 1998 - July 28, 1999
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/19/2002)
Exams
FINRA
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460Gettysburg, PA 17325TRUST BUT VERIFY
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