Garth A. Mather
Professional summary
Garth Andrew Mather was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Garth is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Garth had worked at 5 firms, which includes PERROTT MATHER & GILDAY INC., FSC SECURITIES CORPORATION, IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC, FAIRCHILD FINANCIAL GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2002 - February 25, 2009
PERROTT, MATHER & GILDAY, INC.
May 14, 2001 - November 7, 2001
FSC SECURITIES CORPORATION
April 12, 2001 - May 14, 2001
IDS LIFE INSURANCE COMPANY
April 12, 2001 - May 14, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
November 30, 1999 - April 2, 2001
FSC SECURITIES CORPORATION
April 27, 1998 - November 17, 1999
FAIRCHILD FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PERROTT, MATHER & GILDAY, INC.
CRD#: 38186 / SEC#: , 8-48123
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PERROTT, CHRISTOPHER JOSEPH | PRESIDENT/CHIEF COMPLIANCE OFFICER | 4188299 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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