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RB

Robert J. Beihoff

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CRD#: 2986562
RB

Professional summary

Robert John Beihoff was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Robert is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Robert had worked at 4 firms, which includes BEIHOFF CAPITAL MANAGEMENT LLC, ANNEX WEALTH MANAGEMENT LLC, GROVE POINT INVESTMENTS LLC, SII INVESTMENTS INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 10, 2011 - March 27, 2018

BEIHOFF CAPITAL MANAGEMENT, LLC

RIA
CRD#: 156183
BROOKFILED, WI
Past

March 11, 2010 - December 8, 2010

ANNEX WEALTH MANAGEMENT, LLC

RIA
CRD#: 127987
BROOKFIELD, WI
Past

December 22, 2009 - December 8, 2010

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
BROOKFIELD, WI
Past

January 7, 1998 - December 15, 2009

SII INVESTMENTS, INC.

BD
CRD#: 2225
BROOKFIELD, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 10/30/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/20/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/21/1997
General Securities Representative Examination

Current Firm

BC
BEIHOFF CAPITAL MANAGEMENT, LLC
BEIHOFF CAPITAL MANAGEMENT, LLC

CRD#: 156183 / SEC#:

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Contact information

Main Address
Brookfield, WI
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BEIHOFF CAPITAL MANAGEMENT, LLC

CRD#: 156183

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