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Robert John Beihoff

CRD# 2986562·Registered 1998 - 2018
Barred: Robert John Beihoff was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Robert John Beihoff was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1998 - 2018. Robert had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

BEIHOFF CAPITAL MANAGEMENT, LLC·CRD# 156183
RIA
Brookfiled, WI
May 10, 2011 - March 27, 2018
ANNEX WEALTH MANAGEMENT, LLC·CRD# 127987
RIA
Brookfield, WI
March 11, 2010 - December 8, 2010
GROVE POINT INVESTMENTS, LLC·CRD# 1763
BD
Brookfield, WI
December 22, 2009 - December 8, 2010
SII INVESTMENTS, INC.·CRD# 2225
BD
Brookfield, WI
January 7, 1998 - December 15, 2009

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Current Firm

BC
BEIHOFF CAPITAL MANAGEMENT, LLC

BEIHOFF CAPITAL MANAGEMENT, LLC

CRD#: 156183

Contact Information

Main Address

Brookfield, WI

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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