Michael N. Morrill

D.F. DENT AND COMPANY

Baltimore, MD 21202-3127

Some features on this profile are disabled

CRD#: 2986151

Professional summary

Michael Norris Morrill is a registered financial advisor currently at D.F. DENT AND COMPANY, INC. located in Baltimore, Maryland.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Baltimore Chesapeake Bay Outward Bound School; Baltimore, MD; Non-Investment Related; Started 3/31/2018; Volunteer member of board; Board member; Plan and organize for the future success of the non-profit; 2 hours per month with 0 hours during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Norris Morrill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2022 - Present

D.F. DENT AND COMPANY, INC.

Office #1: 400 East Pratt Street 7th Floor, Baltimore, MD, 21202-3127

RIA

CRD#: 105179

Baltimore, MD

Past

June 10, 2005 - March 18, 2022

FORESIDE FUND SERVICES, LLC

CRD#: 46106

BALTIMORE, MD

Past

July 1, 2003 - March 18, 2005

WELLS FARGO SECURITIES, LLC

CRD#: 126292

CHARLOTTE, NC

Past

May 12, 2003 - July 1, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

June 14, 1999 - May 9, 2003

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

May 7, 1998 - June 14, 1999

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

D.F. DENT AND COMPANY, INC.

D.F. DENT AND COMPANY, INC. | DENT D F & CO INC

CRD#: 105179 / SEC#: 801-11364

RIA

Registered Investment Advisory firm - (1/15/1980 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(4/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/29/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/6/1998

General Securities Representative Examination

Current Firm

D.F. DENT AND COMPANY, INC.

D.F. DENT AND COMPANY, INC. | DENT D F & CO INC

CRD#: 105179 / SEC#: 801-11364

RIA

Registered Investment Advisory firm - (1/15/1980 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

400 East Pratt Street 7th Floor, Baltimore, MD, 21202-3127

Mailing Address

Phone number

(410) 837-2544

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

D.F. DENT AND COMPANY, INC. PART II (8/6/2025)

Regulatory assets under management

Total Number of Accounts	1,294
AUM (Assets Under Management)	$ 8,600,278,540

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Brian Mckinney

COMMONWEALTH FINANCIAL NETWORK

IAR

Columbia, MD

Gary Williams

COMMONWEALTH FINANCIAL NETWORK

IAR

Columbia, MD

Lawrence Leitch

LPL FINANCIAL LLC

IAR

TOWSON, MD

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael N. Morrill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Norris Morrill's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

WELLS FARGO SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

Primary Firm SEC Registration

D.F. DENT AND COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/29/1998

SIE

Date: 10/1/2018

Series 7

Date: 5/6/1998

Current Firm

D.F. DENT AND COMPANY, INC.

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

D.F. DENT AND COMPANY, INC.

TRUST BUT VERIFY

Similar Advisors