Jeffrey S. Marcus
Professional summary
Jeffrey Scott Marcus, who also goes by Jeff Scott Marcus, Jeffrey S Marcus, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York and BGC FINANCIAL, L.P. located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1998. Jeffrey has worked at 13 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Scott Marcus's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2010 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 4th Floor, New York, NY, 10022October 24, 2012 - Present
BGC FINANCIAL, L.P.
Office #1: 55 Water Street 10th Floor, New York, NY, 10004May 17, 2017 - Present
CF SECURED, LLC
Office #1: 110 East 59th Street 4th Floor, New York, NY 10022June 22, 2017 - Present
FMX EXECUTION, LLC
Office #1: 55 Water Street, New York, NY 10041June 22, 2017 - Present
GFI SECURITIES LLC
Office #1: 110 East 59th St. 21st Floor, New York, NY 10022June 22, 2017 - May 27, 2020
CFWP SECURITIES, LLC
June 22, 2017 - September 17, 2020
CASTLEOAK SECURITIES, LP
June 22, 2017 - July 1, 2021
SUNRISE BROKERS LLC
October 24, 2012 - November 18, 2022
AQUA SECURITIES L.P.
October 24, 2012 - October 24, 2023
MINT BROKERS
August 7, 2009 - March 26, 2010
BNP PARIBAS PRIME BROKERAGE, INC.
October 24, 2002 - July 11, 2008
J.P. MORGAN CLEARING CORP.
October 24, 2002 - July 11, 2008
J.P. MORGAN SECURITIES LLC
May 26, 1998 - March 29, 2001
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/8/2024)
(8/24/2023)
(5/17/2010)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
GFI SECURITIES LLC
CRD#: 19982 / SEC#: , 8-43548
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GFINET INC. | SOLE MEMBER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | PRINCIPAL | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICER | 5612726 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 30 |
Red Flags
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