Virginia A. Klein
Professional summary
Virginia Ann Klein, who also goes by VIrginia Ann Ronning, Virginia Ronning, is a registered financial professional currently at AXCELUS FINANCIAL DISTRIBUTION COMPANY located in New York, New York.
Virginia is registered as a RR (Registered Representative) and started their career in finance in 1998. Virginia has worked at 3 firms and has passed the Series 66, Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Virginia Ann Klein's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2015 - Present
AXCELUS FINANCIAL DISTRIBUTION COMPANY
Office #1: 200 Vesey Street 24th Floor, Suite 24185, New York, NY 10281September 22, 2009 - September 23, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 3, 2006 - September 23, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 23, 1999 - August 1, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 14, 1998 - May 14, 1999
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/6/2015)
(11/24/2015)
(8/3/2024)
(10/6/2015)
(5/16/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
AXCELUS FINANCIAL DISTRIBUTION COMPANY
CRD#: 38383 / SEC#: , 8-48416
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
Red Flags
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