Gregory A. Berman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Alexander Berman, who also goes by Greg Berman, Tzvi Berman, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1998. Gregory had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2017 - May 24, 2021
TANGENT CAPITAL PARTNERS, LLC
April 11, 2016 - December 5, 2017
NORFOLK MARKETS, LLC
May 1, 2006 - October 3, 2012
DEUTSCHE BANK SECURITIES INC.
October 8, 1998 - May 11, 2006
CITIGROUP GLOBAL MARKETS INC.
January 30, 1998 - October 8, 1998
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TANGENT CAPITAL PARTNERS, LLC
CRD#: 146999 / SEC#: , 8-67885
Contact information
FINRA licenses (32 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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