Sara Jane Andres
Professional Summary
Sara Jane Andres, who also goes by Sara J Andres, Sara Marcy, is a registered financial advisor currently at SHAREBUILDER 401K located in Spearfish, South Dakota and BOSONIC SECURITIES located in Ponte Vedra Beach, Florida. Sara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Sara has worked at 16 firms and has passed the Series 65, Series 63, Series 82TO, Series 57TO, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sara J Andres, Sara Marcy
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
SHAREBUILDER 401K | SHAREBUILDER ADVISORS, LLC
Contact Information
Main Address
801 Second Ave Suite 1400, Seattle, WA 98104Mailing Address
801 Second Ave Suite 1400, Seattle, WA 98104Phone Number
(425) 213-9035# of Employees
35SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Part 2 Brochures
Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2026 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
SHAREBUILDER 401K | SHAREBUILDER ADVISORS, LLC
State Registrations and Notice Filings
(6/13/2024)
(1/16/2020)
(3/4/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jul 2026About the Series 82TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jun 2004SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Sara Jane Andres's CRS (Customer Relationship Summary).
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