Sara J. Andres

SHAREBUILDER 401K

Spearfish, SD

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CRD#: 2985300

Professional summary

Sara Jane Andres, who also goes by Sara J Andres, Sara Marcy, is a registered financial advisor currently at SHAREBUILDER 401K located in Spearfish, South Dakota and BOSONIC SECURITIES located in Ponte Vedra Beach, Florida.

Sara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Sara has worked at 16 firms and has passed the Series 65, Series 63, Series 82TO, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 14, Series 53, Series 4 and Series 24 exams.

Aliases

Sara J Andres | Sara Marcy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Antestari LLC - Yes, investment releated - 3761 Beartooth Loop, Spearfish, SD 57783 - Risk & compliance consulitng / expert witness - President - 08/2018 - 100hrs/mo - 90hrs/mo during trading hrs - Provide consulation, advice & materials to B/Ds & RIAs regarding management, risk & compliance matters. Serve as expert witness

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sara Jane Andres's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2020 - Present

SHAREBUILDER 401K

RIA

CRD#: 300537

Spearfish, SD

Current

June 13, 2024 - Present

BOSONIC SECURITIES

Office #1: 59 Troon Trace, Ponte Vedra Beach, FL 32082

CRD#: 317012

PONTE VEDRA BEACH, FL

Current

July 13, 2026 - Present

WOLFPACK BROKERAGE SERVICES

Office #1: 500 7th Ave 8th Floor, New York, NY 10018

CRD#: 337229

NEW YORK, NY

Past

June 4, 2024 - April 1, 2026

SEQUENCE FINANCIAL SPECIALISTS LLC

CRD#: 132915

FLORENCE, SC

Past

March 16, 2022 - June 16, 2022

DEALMAKER SECURITIES

CRD#: 315324

MELVILLE, NY

Past

May 4, 2020 - February 4, 2022

D. BORAL CAPITAL

CRD#: 103792

NEW YORK, NY

Past

June 29, 2017 - July 20, 2018

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

PORTLAND, OR

Past

June 19, 2017 - July 20, 2018

CRD#: 7870

OMAHA, NE

Past

March 26, 2003 - April 17, 2012

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

BELLEVUE, NE

Past

January 3, 2002 - April 17, 2012

TD AMERITRADE CLEARING, INC.

CRD#: 5633

OMAHA, NE

Past

May 29, 1998 - December 31, 2001

J.P. SECURITIES, INC.

CRD#: 36559

BELLEVUE, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHAREBUILDER 401K

SHAREBUILDER 401K | SHAREBUILDER ADVISORS, LLC

CRD#: 300537 / SEC#: 801-115195

RIA

Registered Investment Advisory firm - (5/3/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/13/2024)

IAR

South Dakota
(1/16/2020)

IAR

Washington
(3/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

Passed: 2/3/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SHAREBUILDER 401K

SHAREBUILDER 401K | SHAREBUILDER ADVISORS, LLC

CRD#: 300537 / SEC#: 801-115195

RIA

Registered Investment Advisory firm - (5/3/2019 Approved)

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Contact information

Main Address

801 Second Ave Suite 1400, Seattle, WA 98104

Mailing Address

801 Second Ave Suite 1400, Seattle, WA 98104

Phone number

(425) 213-9035

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SBA ADV II JUNE 2025 (6/8/2026)

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/29/2026	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sara J. Andres

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sara Jane Andres's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOSONIC SECURITIES

WOLFPACK BROKERAGE SERVICES

SEQUENCE FINANCIAL SPECIALISTS LLC

DEALMAKER SECURITIES

D. BORAL CAPITAL

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

M FINANCIAL SECURITIES MARKETING, INC.

CAPITAL ONE ADVISORS, LLC

CAPITAL ONE INVESTING, LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

TD AMERITRADE, INC.

BELLEVUE CHICAGO, LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE CLEARING, INC.

J.P. SECURITIES, INC.

Primary Firm SEC Registration

SHAREBUILDER 401K

State Registrations and Notice Filings

Exams

Series 65

Passed: 12/12/2002

Series 63

Passed: 4/24/1998

Series 82TO

Passed: 7/13/2026

Series 57TO

Passed: 1/2/2023

Series 52TO

Passed: 1/2/2023

SIE

Passed: 7/21/2018

Series 55

Passed: 6/8/2004

Series 7

Passed: 4/22/1998

Series 14

Passed: 6/4/2024

Series 53

Passed: 1/12/2024

Series 4

Passed: 1/12/2024

Series 24

Passed: 2/3/2000

FINRA

Current Firm

SHAREBUILDER 401K

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Accountant surprise examination report

Red Flags

Company Information

SHAREBUILDER 401K

TRUST BUT VERIFY

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