David N. Lurie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Nathan Lurie, who also goes by David Lurie, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1997. David had worked at 13 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2024 - February 18, 2025
THE PACIFIC FINANCIAL GROUP, INC.
September 13, 2021 - April 4, 2023
TOEWS ASSET MANAGEMENT
September 10, 2021 - April 4, 2023
NORTHERN LIGHTS DISTRIBUTORS, LLC
January 23, 2020 - February 18, 2020
ORION PORTFOLIO SOLUTIONS, LLC
March 24, 2016 - December 31, 2019
ORION PORTFOLIO SOLUTIONS, LLC
January 30, 2015 - October 15, 2015
MEEDER ASSET MANAGEMENT, INC.
January 30, 2015 - October 15, 2015
MEEDER ADVISORY SERVICES, INC.
December 10, 2014 - October 15, 2015
MEEDER DISTRIBUTION SERVICES, INC.
November 28, 2012 - August 8, 2014
PACIFIC FINANCIAL GROUP, LLC
April 1, 2008 - May 10, 2012
CAPITAL BROKERAGE CORPORATION
February 28, 2003 - May 11, 2012
ASSETMARK, INC.
September 18, 2001 - April 1, 2008
ASSETMARK CAPITAL CORPORATION
April 7, 1999 - August 7, 2001
SEI INVESTMENTS DISTRIBUTION CO.
May 14, 1998 - July 14, 1998
SIFE
December 21, 1997 - April 8, 1998
SIFE
Primary Firm SEC Registration
THE PACIFIC FINANCIAL GROUP, INC.
CRD#: 105203 / SEC#: 801-18151
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE PACIFIC FINANCIAL GROUP, INC.
CRD#: 105203 / SEC#: 801-18151
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 18,959 |
| AUM (Assets Under Management) | $ 4,111,414,788 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
