Robert S. Kolb

GRADIENT ADVISORS

Rocklin, CA 95677

Some features on this profile are disabled

CRD#: 2985157

Professional summary

Robert Steven Kolb, who also goes by Rob Kolb, is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Rocklin, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rob Kolb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Kolb Financial & Ins Services; Investment related; 4240 Rocklin Rd St. 6. Rocklin, CA 95677; CEO; ; appx 5 hours per month 2. Kolb Wealth Management (DBA) ; Investment Related; 4240 Rocklin Rd St. 6. Rocklin, CA 95677 Investment Advisory; Owner; IAR; 6/2023; 100hrs/mo

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Steven Kolb's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 7, 2022 - Present

GRADIENT ADVISORS, LLC

Office #1: 4240 Rocklin Rd., Rocklin, CA 95677

RIA

CRD#: 152665

Rocklin, CA

Past

February 7, 2018 - March 26, 2018

CORECAP INVESTMENTS, LLC

CRD#: 37068

SOUTHFIELD, MI

Past

January 14, 2015 - February 2, 2017

CORECAP INVESTMENTS, LLC

CRD#: 37068

SOUTHFIELD, MI

Past

January 17, 2007 - December 3, 2014

SECURITIES MANAGEMENT & RESEARCH, INC.

CRD#: 759

ROCKLIN, CA

Past

April 14, 2004 - January 11, 2007

MML INVESTORS SERVICES, LLC

CRD#: 10409

ROSEVILLE, CA

Past

January 12, 1998 - April 14, 2004

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/26/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/15/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/8/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/25/2002

Investment Company Products/Variable Contracts Principal Examination

Current Firm

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126

Mailing Address

Phone number

(877) 885-0508

Established

Firm type

Fiscal year end

# of Employees

169

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B 10-2025 (10/21/2025)

Regulatory assets under management

Total Number of Accounts	3,222
AUM (Assets Under Management)	$ 218,611,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jesus Zepeda

PFS INVESTMENTS INC.

SACRAMENTO, CA

Kenneth Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

IAR

Granite Bay, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert S. Kolb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Steven Kolb's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORECAP INVESTMENTS, LLC

CORECAP INVESTMENTS, LLC

SECURITIES MANAGEMENT & RESEARCH, INC.

MML INVESTORS SERVICES, LLC

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Primary Firm SEC Registration

GRADIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/26/2022

Series 63

Date: 1/15/1998

SIE

Date: 3/26/2018

Series 6

Date: 1/8/1998

Series 26

Date: 7/25/2002

Current Firm

GRADIENT ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRADIENT ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors