Lisa Dimter

CRD#: 2985154

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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lisa Dimter, who also goes by Lisa Lescanec, was a registered financial professional .

Lisa is a previously registered financial professional and started their career in finance in 1998. Lisa had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lisa Lescanec

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 27, 2023 - June 15, 2026

NORDWAND ADVISORS

RIA

CRD#: 322936

RADNOR, PA

Past

June 1, 2016 - September 27, 2023

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WAYNE, PA

Past

June 1, 2016 - September 27, 2023

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WAYNE, PA

Past

December 14, 2012 - May 11, 2016

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

WEST CONSHOHOCKEN, PA

Past

December 3, 2007 - May 11, 2016

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

WEST CONSHOHOCKEN, PA

Past

July 8, 2003 - December 7, 2007

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

PHILADELPHIA, PA

Past

November 3, 2000 - July 23, 2003

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

July 22, 1999 - January 17, 2003

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

September 1, 1998 - July 26, 1999

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORDWAND ADVISORS

NORDWAND ADVISORS | NORDWAND ADVISORY, LLC | NORDWAND ADVISORS, LLC

CRD#: 322936 / SEC#: 801-126490

RIA

Registered Investment Advisory firm - (9/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/13/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/24/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/31/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/13/2008

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/14/2008

General Securities Sales Supervisor - Options Module Examination

Current Firm

NORDWAND ADVISORS

NORDWAND ADVISORS | NORDWAND ADVISORY, LLC | NORDWAND ADVISORS, LLC

CRD#: 322936 / SEC#: 801-126490

RIA

Registered Investment Advisory firm - (9/2/2022 Approved)

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Contact information

Main Address

150 N. Radnor Chester Rd Suite A270, Radnor, PA 19087

Mailing Address

Phone number

(484) 630-2510

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/6/2025)

Regulatory assets under management

Total Number of Accounts	281
AUM (Assets Under Management)	$ 4,214,925,507

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lisa Dimter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

DEUTSCHE BANK SECURITIES INC.

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

NORDWAND ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/13/2012

Series 63

Date: 9/24/1998

SIE

Date: 10/1/2018

Series 7

Date: 8/31/1998

Series 10

Date: 8/13/2008

Series 9

Date: 7/14/2008

Current Firm

NORDWAND ADVISORS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORDWAND ADVISORS

TRUST BUT VERIFY

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