DW
David D. Williams
SMITH SHELLNUT WILSON
Gurley, AL
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CRD#: 2985006
DW
Professional summary
David Dodd Williams is a registered financial advisor currently at SMITH SHELLNUT WILSON located in Gurley, Alabama.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. David has worked at 4 firms and has passed the Series 63, SIE, Series 16, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: American Timber and Agriculture, LLC Investment Related? Yes Address: Gurley, AL Nature: Investment in forestry and wildlife consultant and the entity will invest in timberland and agricultural property. Position/Title:Partner Approx # Hours/ Month:4-6 Hours during trading hours: 0 Duties: co-owner and work with my partner to identify, purchase and manage timberland holdings and agricultural properties. Name: Yazoo Harris Timber LLC Investment Related? Yes Address: Gurley, AL Nature: Timber investments Position/Title:Managing Member Approx # Hours/ Month:1-2 Hours during trading hours: 0.25 Duties: Consult with the 3rd party timber manager who manages the properties on a day to day basis. Name: Smith Shellnut Wilson Investment Related? Yes Address: Gurley Alabama 35748 Nature: Investment Advisor Position/Title: Director, Portfolio Manager Approx # Hours/ Month: 80 Hours during trading hours: 80 Duties: Manage Investment portfolios of financial institutions, municipalities
CRS (Client Relationship Summary) - RIA
Click below to view David Dodd Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 27, 2019 - Present
SMITH SHELLNUT WILSON
RIA
CRD#: 106235
Gurley, AL
Past
December 12, 2012 - October 3, 2018
TRUIST SECURITIES, INC.
BD
CRD#: 6271
MEMPHIS, TN
Past
April 2, 2012 - November 2, 2012
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
MEMPHIS, TN
Past
August 20, 1998 - November 2, 2012
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SMITH SHELLNUT WILSON
SMITH SHELLNUT WILSON | SMITH SHELLNUT WILSON LLC
CRD#: 106235 / SEC#: 801-49071
RIA
Registered Investment Advisory firm - (4/26/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(1/22/2025)
IAR
Mississippi(6/27/2019)
IAR
Texas(1/22/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SS
SMITH SHELLNUT WILSON
SMITH SHELLNUT WILSON | SMITH SHELLNUT WILSON LLC
CRD#: 106235 / SEC#: 801-49071
RIA
Registered Investment Advisory firm - (4/26/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
661 Sunnybrook Road Suite 130, Ridgeland, MS 39157
Mailing Address
Phone number
(601) 605-1776
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 824 |
| AUM (Assets Under Management) | $ 8,022,382,580 |
Red Flags
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