Theresa A. Fanning
Professional summary
Theresa Ann Fanning, who also goes by Theresa A Fanning, Theresa Ann Perrotti, is a registered financial advisor currently at CLARUS WEALTH ADVISORS, LLC located in Peoria, Arizona and PRIVATE CLIENT SERVICES, LLC located in Peoria, Arizona.
Theresa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Theresa has worked at 9 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 24, Series 14, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Theresa Ann Fanning's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2018 - Present
CLARUS WEALTH ADVISORS, LLC
Office #1: 9125 W. Thunderbird Road, Suite 100, Peoria, AZ 85381October 31, 2023 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 9125 W Thunderbird Rd, Ste 100, Peoria, AZ 85381March 9, 2018 - November 7, 2023
CROWN CAPITAL SECURITIES, L.P.
November 11, 2016 - March 2, 2018
MORGAN STANLEY
November 11, 2016 - March 2, 2018
MORGAN STANLEY
March 19, 2014 - November 4, 2016
WFG ADVISORS, LP
March 19, 2014 - November 4, 2016
WFG INVESTMENTS, INC.
January 7, 2008 - March 17, 2014
WELLS FARGO CLEARING SERVICES, LLC
April 6, 2006 - March 17, 2014
WELLS FARGO CLEARING SERVICES, LLC
May 5, 1999 - April 19, 2006
SCOTT & STRINGFELLOW, LLC
May 5, 1998 - May 5, 1999
SCOTT & STRINGFELLOW, INC.
Primary Firm SEC Registration
CLARUS WEALTH ADVISORS, LLC
CRD#: 281160 / SEC#: 801-110156
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2023)
(3/23/2018)
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(1/2/2025)
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(12/19/2023)
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Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CLARUS WEALTH ADVISORS, LLC
CRD#: 281160 / SEC#: 801-110156
Contact information
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 953 |
| AUM (Assets Under Management) | $ 305,202,024 |
Red Flags
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