Ronald S. Alley
Professional summary
Ronald Scott Alley, who also goes by R. Scott Alley, Scott Alley, is a registered financial professional currently at GLOBAL ATLANTIC DISTRIBUTORS, LLC located in Davie, Florida.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1998. Ronald has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald Scott Alley's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2013 - Present
GLOBAL ATLANTIC DISTRIBUTORS, LLC
January 14, 2010 - April 5, 2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 14, 2005 - September 18, 2009
GLOBAL ATLANTIC DISTRIBUTORS, LLC
February 11, 2004 - January 10, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 6, 2004 - January 10, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 3, 1999 - February 10, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 28, 1999 - February 10, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 14, 1998 - May 28, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/10/2013)
Exams
FINRA
Current Firm
GLOBAL ATLANTIC DISTRIBUTORS, LLC
CRD#: 8326 / SEC#: , 8-25027
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLOBAL ATLANTIC (FIN) COMPANY | OWNER | |
| BICKLER, JASON ALEXANDER | PRESIDENT AND MANAGER | 4164884 |
| MOORCROFT, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER | 4258952 |
| NELSON, PAULA GENEVIEVE | MANAGER, HEAD OF DISTRIBUTION | 2015528 |
| PAULOUSKY, MICHAEL RYAN | TREASURER | 7339297 |
| RAMOS, SAMUEL | GENERAL COUNSEL AND SECRETARY | 6722343 |
| RIP, OLGA | FINOP AND CHIEF FINANCIAL OFFICER | 5440553 |
| RUTHERFORD, KELLY JUNE | SENIOR VICE-PRESIDENT | 7282305 |
| SIEGEL, DEAN CYRUS | VICE PRESIDENT | 3224832 |
| TODD, ERIC DAVID | MANAGER | 2175308 |
| WEISS, DAVID LEE | SENIOR VICE PRESIDENT | 2345057 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
