Matthew T. Wright

WRIGHT FINANCIAL

PLEASANT HILL, CA 94523

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CRD#: 2984888

Professional summary

Matthew Thomas Wright is a registered financial advisor currently at WRIGHT FINANCIAL, LLC located in Pleasant Hill, California and GENEOS WEALTH MANAGEMENT, INC. located in Pleasant Hill, California.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Matthew has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DBA/RIA - will work under WRIGHT FINANCIAL, LLC as an IAR, an investment related business located at 395 Taylor Blvd, Suite 107, Pleasant Hill CA 94523. 2) Independent Rep with various insurance companies for FIXED INSURANCE BUSINESS. 3) TRUSTEE FOR FAMILY TRUST.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Thomas Wright's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2002 - Present

WRIGHT FINANCIAL, LLC

Office #1: 395 Taylor Blvd., Suite 107, Pleasant Hill, CA 94523

RIA

CRD#: 114076

PLEASANT HILL, CA

Current

January 9, 2023 - Present

GENEOS WEALTH MANAGEMENT, INC.

Office #1: 395 Taylor Blvd Suite 107, Pleasant Hill, CA 94523

RIA

CRD#: 120894

Pleasant Hill, CA

Past

July 15, 2022 - January 9, 2023

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

PLEASANT HILL, CA

Past

July 15, 2022 - January 9, 2023

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

PLEASANT HILL, CA

Past

January 29, 2007 - July 15, 2022

NPB FINANCIAL GROUP, LLC

RIA

CRD#: 137743

PLEASANT HILL, CA

Past

January 29, 2007 - July 15, 2022

NPB FINANCIAL GROUP, LLC

CRD#: 137743

PLEASANT HILL, CA

Past

March 30, 2000 - February 12, 2007

ASSOCIATED SECURITIES CORP.

CRD#: 12969

PLEASANT HILL, CA

Past

April 13, 1998 - October 21, 1998

FOOTHILL SECURITIES, INC.

CRD#: 1027

SANTA CLARA, CA

Past

January 22, 1998 - April 30, 1998

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/9/2023)

IAR

California
(11/4/2002)

California
(1/9/2023)

Colorado
(1/9/2023)

Florida
(1/9/2023)

Idaho
(1/9/2023)

Michigan
(1/9/2023)

North Carolina
(1/17/2023)

Oregon
(1/9/2023)

Utah
(1/9/2023)

Virginia
(1/9/2023)

Washington
(1/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/29/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/16/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/24/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WRIGHT FINANCIAL, LLC

CRD#: 114076 / SEC#: 801-60474

RIA

Registered Investment Advisory firm - (7/2/2012 Terminated)

California

Registered Investment Advisory firm - (6/28/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

395 Taylor Blvd Suite 107, Pleasant Hill, CA 94523

Mailing Address

Phone number

(925) 246-7982

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	322
AUM (Assets Under Management)	$ 73,838,791

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew T. Wright

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Thomas Wright's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

NPB FINANCIAL GROUP, LLC

NPB FINANCIAL GROUP, LLC

ASSOCIATED SECURITIES CORP.

FOOTHILL SECURITIES, INC.

SECURITIES AMERICA, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/25/1998

Series 63

Date: 2/4/1998

SIE

Date: 10/1/2018

Series 7

Date: 7/29/2004

Series 6

Date: 1/16/1998

Series 24

Date: 11/24/2009

FINRA

Current Firm

WRIGHT FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WRIGHT FINANCIAL, LLC

TRUST BUT VERIFY

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