Janet M. Im
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet Minna Im, who also goes by Janet M Im, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 1998. Janet had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2022 - August 29, 2025
VOYA INVESTMENTS DISTRIBUTOR, LLC
May 21, 2018 - November 1, 2022
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
July 1, 2004 - October 5, 2016
WATERMARK SECURITIES, INC.
February 23, 2004 - June 15, 2004
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
August 21, 2001 - May 8, 2003
J.P. MORGAN CLEARING CORP.
August 21, 2001 - May 8, 2003
J.P. MORGAN SECURITIES LLC
December 2, 1998 - March 5, 2001
WATERMARK SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA INVESTMENTS DISTRIBUTOR, LLC
CRD#: 37886 / SEC#: , 8-48020
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
