William G. Chandler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William G Chandler, CFP®, who also goes by William Grant Chandler, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2000. William had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2019
Experience
January 20, 2023 - May 16, 2024
ST. JOHN & ASSOCIATES, INC.
November 30, 2020 - February 22, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
November 25, 2020 - February 22, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
May 4, 2016 - July 20, 2020
PFS INVESTMENTS INC.
October 6, 2000 - July 20, 2020
PFS INVESTMENTS INC.
Primary Firm SEC Registration
ST. JOHN & ASSOCIATES, INC.
CRD#: 124778 / SEC#: 801-121426
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ST. JOHN & ASSOCIATES, INC.
CRD#: 124778 / SEC#: 801-121426
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 675 |
| AUM (Assets Under Management) | $ 116,089,822 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
