Robert A. Amato

COMPASS WEALTH MANAGEMENT

ATLANTA, GA 30326

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CRD#: 2984669

Professional summary

Robert Anthony Amato, CFP®, who also goes by Robert Amato, is a registered financial advisor currently at COMPASS WEALTH MANAGEMENT, LLC located in Atlanta, Georgia.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Robert has worked at 6 firms and has passed the Series 66, Series 63, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Amato

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Anthony Amato's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

March 9, 2011 - Present

COMPASS WEALTH MANAGEMENT, LLC

Office #1: 3340 Peachtree Rd. Suite 620, Atlanta, GA 30326

RIA

CRD#: 156482

ATLANTA, GA

Past

March 4, 2011 - May 23, 2012

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

June 1, 2009 - March 9, 2011

MORGAN STANLEY

RIA

CRD#: 149777

ATLANTA, GA

Past

June 1, 2009 - March 9, 2011

MORGAN STANLEY

CRD#: 149777

ATLANTA, GA

Past

September 7, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ATLANTA, GA

Past

August 25, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ATLANTA, GA

Past

January 8, 2003 - August 28, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ATLANTA, GA

Past

November 7, 2000 - August 28, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ATLANTA, GA

Past

January 23, 1998 - August 24, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS WEALTH MANAGEMENT, LLC

CRD#: 156482 / SEC#: 801-72172

RIA

Registered Investment Advisory firm - (2/14/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(3/9/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/16/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/23/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 11/16/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/6/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/22/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COMPASS WEALTH MANAGEMENT, LLC

CRD#: 156482 / SEC#: 801-72172

RIA

Registered Investment Advisory firm - (2/14/2011 Approved)

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Contact information

Main Address

115 Perimeter Center Pl Suite 870, Atlanta, GA 30346

Mailing Address

Phone number

(678) 619-2364

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPASS WEALTH MANAGEMENT, LLC BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	761
AUM (Assets Under Management)	$ 267,821,668

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert A. Amato

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Anthony Amato's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIAD ADVISORS LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FIRST UNION BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

COMPASS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/16/2000

Series 63

Date: 1/23/1998

Series 31

Date: 11/16/2006

Series 7

Date: 11/6/2000

Series 6

Date: 1/22/1998

Current Firm

COMPASS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPASS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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