Michael H. Westbrooks
Professional summary
Michael Hampton Westbrooks, who also goes by Michael H Westbrooks, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Richardson, Texas and KESTRA INVESTMENT SERVICES, LLC located in Richardson, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Hampton Westbrooks's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 18, 2018 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 2600 N. Central Expwy. 575, Richardson, TX, 75080October 18, 2018 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2600 N. Central Expressway #750, Richardson, TX 75080September 3, 2013 - October 19, 2018
CETERA WEALTH SERVICES, LLC
September 3, 2013 - October 19, 2018
CETERA WEALTH SERVICES, LLC
January 23, 2009 - September 3, 2013
WALNUT STREET SECURITIES, INC.
August 1, 2003 - September 3, 2013
WALNUT STREET SECURITIES, INC.
March 5, 1998 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/18/2018)
(1/24/2020)
(10/18/2018)
(10/18/2018)
(10/18/2018)
(10/18/2018)
(10/18/2018)
(4/23/2024)
(2/20/2024)
(6/27/2022)
(7/22/2021)
(10/18/2018)
(10/18/2018)
(3/6/2025)
(10/18/2018)
(10/18/2018)
(10/18/2018)
(10/18/2018)
(10/18/2018)
(3/26/2024)
(2/19/2025)
(10/18/2018)
(10/18/2018)
(10/18/2018)
(5/23/2022)
(10/18/2018)
(10/18/2018)
(10/18/2018)
(10/18/2018)
(10/18/2018)
(2/27/2020)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Richardson, TX 75080TRUST BUT VERIFY
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