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GF

Gregory C. Falzone

MADISON CAPITAL MARKETS
NEWPORT BEACH, CA 92660
Some features on this profile are disabled
CRD#: 2984309
GF
Gregory Charles FalzoneMADISON CAPITAL MARKETS

Professional summary

Gregory Charles Falzone, AIF®, CIMA®, who also goes by Greg Falzone, is a registered financial professional currently at MADISON CAPITAL MARKETS LLC located in Newport Beach, California.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 1999. Gregory has worked at 13 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Aliases

Greg Falzone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Charles Falzone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

CIMA®

Certified Investment Management Analyst

Experience

Current

July 22, 2026 - Present

MADISON CAPITAL MARKETS LLC

Office #1: 26 Corporate Plaza Drive Suite 280, Newport Beach, CA 92660
BD
CRD#: 332196
NEWPORT BEACH, CA
Past

August 29, 2025 - July 14, 2026

CAPITAL CLIENT GROUP, INC.

RIA
CRD#: 6247
SAN ANTONIO, TX
Past

August 13, 2025 - July 14, 2026

CAPITAL CLIENT GROUP, INC.

BD
CRD#: 6247
SAN ANTONIO, TX
Past

April 7, 2022 - June 30, 2025

PACIFIC OAK CAPITAL MARKETS, LLC

BD
CRD#: 309350
COSTA MESA, CA
Past

February 7, 2020 - April 8, 2022

EMERSON EQUITY LLC

RIA
CRD#: 130032
Dallas, TX
Past

November 13, 2019 - April 8, 2022

EMERSON EQUITY LLC

BD
CRD#: 130032
Dallas, TX
Past

October 31, 2018 - October 23, 2019

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
THE WOODLANDS, TX
Past

August 28, 2018 - October 23, 2019

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
THE WOODLANDS, TX
Past

June 30, 2017 - July 25, 2018

ENCOMPASS ADVISORY SERVICES, LLC

RIA
CRD#: 283574
KATY, TX
Past

September 9, 2011 - April 7, 2016

CROSSMARK GLOBAL INVESTMENTS, INC.

RIA
CRD#: 113360
HOUSTON, TX
Past

September 2, 2011 - April 7, 2016

CROSSMARK DISTRIBUTORS, INC.

BD
CRD#: 14970
HOUSTON, TX
Past

August 9, 2005 - June 30, 2010

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
CHARLOTTE, NC
Past

October 28, 2004 - April 15, 2011

GOLDEN CAPITAL MANAGEMENT, LLC

RIA
CRD#: 110667
CHARLOTTE, NC
Past

March 25, 2003 - April 30, 2004

BACAP DISTRIBUTORS, LLC

BD
CRD#: 46088
CHARLOTTE, NC
Past

July 25, 2000 - March 3, 2003

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

BD
CRD#: 28262
BOSTON, MA
Past

April 13, 1999 - July 14, 2000

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/28/2026)
RR
Texas
(7/28/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/26/2025
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/15/2020
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 5/13/2002
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/22/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/8/1999
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MADISON CAPITAL MARKETS LLC
MADISON CAPITAL MARKETS LLC

CRD#: 332196 / SEC#: , 8-71262

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
26 Corporate Plaza Drive Suite 280, Newport Beach, CA 92660
Mailing Address
26 Corporate Plaza Drive Suite 280, Newport Beach, CA 92660
Phone number
(949) 281-0366
Established
Delaware since 05/28/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
MADISON CAPITAL GROUP HOLDINGS, LLCOWNER
KREMIN, JEFFREY MICHAELPRESIDENT/NATIONAL SALES DIRECTOR2077277
TARRA, SCOTT PATRICKFINOP/PFO4593965
TEEPLE, AMANDA BROOKECHIEF COMPLIANCE OFFICER (CCO)/POO4928064

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MADISON CAPITAL MARKETS LLC

CRD#: 332196Newport Beach, CA 92660

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