Richard E. Torrington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Edward Torrington, who also goes by Rick E. Torrington, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1998. Richard had worked at 5 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2012 - January 10, 2019
NEPSIS ADVISOR SERVICES, INC.
January 3, 2005 - October 15, 2012
EDWARD KENNEDY MASON FINANCIAL, INC.
September 8, 2003 - September 22, 2004
GLOBAL FINANCIAL ASSET MANAGEMENT, LLC
June 23, 1998 - August 18, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 23, 1998 - August 18, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 23, 1998 - June 26, 1998
SOUTHERN CAPITAL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
NEPSIS ADVISOR SERVICES, INC.
CRD#: 162340 / SEC#: 801-74765
Contact information
Red Flags
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