Lindsay G. Thomson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lindsay Gregg Thomson was a registered financial professional .
Lindsay is a previously registered financial professional and started their career in finance in 1998. Lindsay had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2006 - October 1, 2018
THOMSON FINANCIAL ADVISORS LLC.
December 9, 2005 - June 26, 2009
MUTUAL SECURITIES, INC.
December 6, 2002 - December 20, 2005
UBS FINANCIAL SERVICES INC.
December 6, 2002 - December 20, 2005
UBS FINANCIAL SERVICES INC.
January 23, 1998 - December 17, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THOMSON FINANCIAL ADVISORS LLC.
CRD#: 139165 / SEC#: 801-66115
Contact information
Regulatory assets under management
| Total Number of Accounts | 46 |
| AUM (Assets Under Management) | $ 6,000,000 |
Red Flags
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