NH
Nichol L. Hoff
MADISON AVENUE SECURITIES
Ocean View, NJ 08230
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CRD#: 2983847
NH
Professional summary
Nichol Lee Hoff, who also goes by Nichol Lee Bell, Nichol Fidler, is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Ocean View, New Jersey.
Nichol is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Nichol has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nichol Lee Bell | Nichol Fidler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Name of Business: Avalon Fitness Address: 3206 Dune Drive , Avalon , NJ, 08202, United States Activity Type: Other Position/Title: Independent Contractor Investment Related: No Start Date: 06/01/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: group fitness instructor 2. Name of Business: Cape Regional Miracles Fitness Address: Old Rio Grande Ave , Rio Grande , NJ, 08242, United States Activity Type: Part-Time Activity/Employment Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2015 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Group fitness instructor 3. Name of Business: Dennis Township Board of Education Address: 601 Hagan Road , Cape May Court House , NJ, 08210, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 01/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Board Member/ Board President 4. Name: Cape May County Human Services Advisory; Address: Cape May Court House, NJ; Investment Related: No; Position; Board Member - HSAC; Duties: Review the needs of homeless population and advocate for resources; Hours Per Week: 1 Hour; Start Date: 01/2015 5. Name: Oxford Retirement Advisors; Address: 1455 Lincoln Parkway E Suite 325, Atlanta GA 30346; Investment Related: Yes; Position: Wealth Manager; Duties; Wealth Manager / Investment Advisor, meet with clients to set goal objectives and monitor plan; Hours Per Week: 40 Hours; Start Date: 08/2024 6. Name: Nichol Hoff; Address: 1314 Route 9, Ocean View, NJ 08230; Investment Related: Investment Education; Nature of the Business: Book, Speaker; Position: Author, Speaker; Hours Per Week: 1-2 Hours; Start Date: 07/2025 Insurance License - New Jersey - Life, Accident & Health or Sickness, Variable Life and Variable Annuity
CRS (Client Relationship Summary) - RIA
Click below to view Nichol Lee Hoff's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nichol Lee Hoff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 21, 2024 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 1314 Route 9, Ocean View, NJ 08230RIA
BD
CRD#: 23224
Ocean View, NJ
Current
August 20, 2024 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 1314 Route 9, Ocean View, NJ 08230RIA
BD
CRD#: 23224
Ocean View, NJ
Past
April 23, 2018 - May 7, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Caoe May Court House, NJ
Past
April 19, 2018 - May 7, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Cape May Courthouse, NJ
Past
March 12, 2015 - April 18, 2018
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
CAPE MAY COURT HOUSE, NJ
Past
March 9, 2015 - April 18, 2018
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
CAPE MAY COURT HOUSE, NJ
Past
January 6, 2015 - March 10, 2015
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
RIO GRANDE, NJ
Past
November 6, 2003 - March 10, 2015
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
RIO GRANDE, NJ
Past
September 10, 2001 - November 30, 2001
CONSECO SECURITIES, INC.
BD
CRD#: 29367
CARMEL, IN
Past
February 25, 1998 - September 10, 1999
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/20/2024)
RR
Georgia(8/20/2024)
IAR
Georgia(8/22/2024)
RR
New Jersey(8/20/2024)
IAR
New Jersey(8/21/2024)
RR
Pennsylvania(8/20/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MADISON AVENUE SECURITIES, LLC
CRD#: 23224Ocean View, NJ 08230TRUST BUT VERIFY
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