Padraig C. Mcglynn
Professional summary
Padraig Conrad Mcglynn was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Padraig is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Padraig had worked at 7 firms, which includes MAXIM GROUP LLC, THOMAS FLETCHER & COMPANY INC., PRIMEX, PARKER FINANCIAL CORP., ARGUS SECURITIES INC., THE MINNEAPOLIS COMPANY INC., FLETCHER AND FARADAY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2002 - January 9, 2003
MAXIM GROUP LLC
February 4, 2002 - June 18, 2003
THOMAS FLETCHER & COMPANY, INC.
July 25, 2001 - November 28, 2001
PRIMEX
May 31, 2001 - June 13, 2001
PARKER FINANCIAL CORP.
April 11, 2001 - June 8, 2001
ARGUS SECURITIES, INC.
September 8, 1998 - December 1, 1998
THE MINNEAPOLIS COMPANY, INC.
December 10, 1997 - June 11, 1998
FLETCHER AND FARADAY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 4/10/2001
Corporate Securities Limited Representative ExaminationCurrent Firm
MAXIM GROUP LLC
CRD#: 120708 / SEC#: , 8-65337
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAXIM PARTNERS LLC | MEMBER | |
| EVANS, TIPTON HAMLIN | CHIEF COMPLIANCE OFFICER | 6118339 |
| FIORE, CHRISTOPHER JAMES | CO-PRESIDENT, DIRECTOR OF CAPITAL MARKETS | 2269479 |
| GLASSBERG, LAWRENCE COOPER | CO-HEAD OF INVESTMENT BANKING | 4813201 |
| LAROSA, PAUL GEORGE | HEAD OF SYNDICATE/ACTING DIRECTOR OF ASSET MANAGEMENT | 1900695 |
| MESSINGER, MICHAEL SPENCER | MSP | 1403506 |
| MURPHY, TIMOTHY GERARD | FINOP/CFO | 1836629 |
| SIEGEL, JAMES EDWARD | GENERAL COUNSEL | 4490472 |
| TELLER, CLIFFORD ADAM | CHIEF EXECUTIVE OFFICER/CHAIRMAN | 4631188 |
| VEERA, RITESH MOTILAL | CO-HEAD OF INVESTMENT BANKING | 4994814 |
| VENDETTI, ANTHONY VINCENT | DIRECTOR OF RESEARCH | 2574608 |
| VITALE, WILLIAM CHRISTIAN | DIRECTOR OF TRADING | 2669953 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 1 |
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