Jason R. Goldstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Richard Goldstein was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1998. Jason had worked at 13 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2014 - April 2, 2014
BRAVER STERN SECURITIES LLC
May 15, 2013 - January 13, 2014
LIVINGSTON SECURITIES, LLC
September 25, 2012 - April 10, 2013
CABOT LODGE SECURITIES LLC
August 9, 2012 - September 4, 2012
HALCYON CABOT PARTNERS, LTD.
September 21, 2011 - March 23, 2012
JOHN THOMAS FINANCIAL
May 3, 2005 - September 21, 2011
MAXIM GROUP LLC
October 15, 2003 - May 3, 2005
SANDERS MORRIS LLC
July 1, 2003 - October 20, 2003
WELLS FARGO CLEARING SERVICES, LLC
January 20, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
December 22, 1999 - January 28, 2000
CIBC WORLD MARKETS CORP.
March 15, 1999 - December 20, 1999
CITIGROUP GLOBAL MARKETS INC.
August 31, 1998 - March 15, 1999
MORGAN STANLEY DW INC.
March 31, 1998 - September 23, 1998
CIBC WORLD MARKETS CORP.
February 10, 1998 - March 25, 1998
DALTON KENT SECURITIES GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BRAVER STERN SECURITIES LLC
CRD#: 29108 / SEC#: 801-79168, 8-43611
Contact information
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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