Edward J. Vance
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Jonathan Vance, CFP®, who also goes by Edward J Vance, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1998. Edward had worked at 8 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1994
Experience
February 14, 2025 - June 24, 2026
MERCER GLOBAL ADVISORS INC.
August 5, 2010 - March 12, 2025
EDWARD VANCE INVESTMENT MANAGEMENT
October 23, 2009 - August 3, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - August 3, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 1, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 27, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 26, 2003 - October 30, 2006
BB&T INVESTMENT SERVICES, INC.
May 15, 2003 - October 30, 2006
BB&T INVESTMENT SERVICES, INC.
July 11, 2001 - December 6, 2002
CUNA BROKERAGE SERVICES, INC.
October 1, 2000 - April 23, 2001
WELLS FARGO CLEARING SERVICES, LLC
November 29, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
January 7, 1998 - September 10, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 99,044 |
| AUM (Assets Under Management) | $ 60,256,270,580 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 07/31/2024 | ||
| 09/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
