DH
Dylan L. Hernandez
FIFTH THIRD SECURITIES
Chicago, IL 60625
Some features on this profile are disabled
CRD#: 2983573
DH
Professional summary
Dylan Lee Hernandez, who also goes by Dylan Lee Hernandez, Dylan Hernandez, is a registered financial advisor currently at FIFTH THIRD SECURITIES, INC. located in Chicago, Illinois.
Dylan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Dylan has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 31 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dylan Lee Hernandez | Dylan Hernandez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Dylan Lee Hernandez's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Dylan Lee Hernandez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 3, 2021 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 4800 N Western Ave, Chicago, IL 60625Office #2: 1209 North Milwaukee Avenue, Chicago, IL 60642Office #3: 837 W. North Ave., Chicago, IL 60622Office #4: 4017 W. Lawrence Ave, Chicago, IL 60630Office #5: 5918 N Broadway St, Chicago, IL 60660Office #6: 3601 N. Broadway, Chicago, IL 60613Office #7: 2785 Clybourn Ave., Chicago, IL 60614Office #8: 3959 N Lincoln Ave, Chicago, IL 60613Office #9: 3601 N. Broadway, Chicago, IL 60613RIA
BD
CRD#: 628
Chicago, IL
Current
November 3, 2021 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 4800 N Western Ave, Chicago, IL 60625Office #2: 1209 North Milwaukee Avenue, Chicago, IL 60642Office #3: 837 W. North Ave., Chicago, IL 60622Office #4: 4017 W. Lawrence Ave, Chicago, IL 60630Office #5: 5918 N Broadway St, Chicago, IL 60660Office #6: 3601 N. Broadway, Chicago, IL 60613Office #7: 2785 Clybourn Ave., Chicago, IL 60614Office #8: 3959 N Lincoln Ave, Chicago, IL 60613Office #9: 3601 N. Broadway, Chicago, IL 60613RIA
BD
CRD#: 628
Chicago, IL
Past
May 6, 2019 - November 12, 2021
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
CHICAGO, IL
Past
May 6, 2019 - November 12, 2021
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
CHICAGO, IL
Past
May 1, 2015 - May 22, 2019
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
RIVER FOREST, IL
Past
May 1, 2015 - May 22, 2019
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
RIVER FOREST, IL
Past
October 27, 2010 - April 24, 2015
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
WAUCONDA, IL
Past
October 27, 2010 - April 24, 2015
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
WAUCONDA, IL
Past
January 2, 2009 - October 25, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
NORTHBROOK, IL
Past
October 2, 2008 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
NORTH RIVERSIDE, IL
Past
September 30, 2008 - October 25, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
NORTH RIVERSIDE, IL
Past
June 28, 2007 - September 12, 2008
MIDWEST FINANCIAL AND INVESTMENT SERVICES, INC.
RIA
CRD#: 30721
ELMWOOD PARK, IL
Past
January 23, 2007 - September 12, 2008
MIDWEST FINANCIAL AND INVESTMENT SERVICES, INC.
BD
CRD#: 30721
ELMWOOD PARK, IL
Past
January 11, 2006 - January 23, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
ELMWOOD PARK, IL
Past
November 10, 2005 - January 23, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ELMWOOD PARK, IL
Past
November 30, 1998 - September 21, 1999
IFMG SECURITIES, INC.
BD
CRD#: 14416
PURCHASE, NY
Past
March 20, 1998 - October 12, 1998
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
January 23, 1998 - February 18, 1998
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/19/2024)
RR
California(11/3/2021)
RR
Florida(7/18/2023)
RR
Illinois(11/3/2021)
IAR
Illinois(11/3/2021)
RR
Indiana(1/23/2025)
IAR
Indiana(1/23/2025)
RR
Michigan(3/13/2025)
IAR
Michigan(3/17/2025)
RR
Mississippi(8/13/2025)
RR
Nebraska(12/2/2022)
RR
North Carolina(1/31/2022)
RR
Ohio(10/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
34 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Mailing Address
38 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Phone number
(888) 889-1025
Established
Ohio since 05/01/1925
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,349
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 43,067 |
| AUM (Assets Under Management) | $ 9,127,646,064 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
