JF
Jeffrey T. Farrell
WORLD EQUITY GROUP
Sea Girt, NJ 08750
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CRD#: 2983569
JF
Professional summary
Jeffrey Thomas Farrell is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Sea Girt, New Jersey.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jeffrey has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Fixed Insurance Sales, Investment Related. 2430 Rt. 34 N, Manasquan, NJ 08736, start date: 6/2000. Sales agent for fixed insurance products. Approx. number hours/mo: 4. Approx. hours/month during securities trading hours: .5.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Thomas Farrell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Thomas Farrell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 22, 2010 - Present
WORLD EQUITY GROUP, INC.
Office #1: 530 Washington Blvd Suite 4, Sea Girt, NJ 08750RIA
BD
CRD#: 29087
Sea Girt, NJ
Current
October 27, 2010 - Present
WORLD EQUITY GROUP, INC.
Office #1: 530 Washington Blvd Suite 4, Sea Girt, NJ 08750RIA
BD
CRD#: 29087
Sea Girt, NJ
Past
August 1, 2006 - October 29, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
BRIELLE, NJ
Past
August 1, 2006 - October 29, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
BRIELLE, NJ
Past
October 18, 2002 - August 10, 2006
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
TOMS RIVER, NJ
Past
September 2, 1998 - August 10, 2006
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
TOMS RIVER, NJ
Past
May 26, 1998 - July 28, 1998
BARRON CHASE SECURITIES, INC.
BD
CRD#: 18969
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arkansas(10/2/2024)
RR
California(3/2/2021)
RR
Florida(9/12/2013)
IAR
Indiana(10/30/2023)
IAR
Maryland(9/9/2025)
RR
New Jersey(10/27/2010)
IAR
New Jersey(12/22/2010)
RR
New York(10/27/2010)
RR
Pennsylvania(10/27/2010)
RR
South Carolina(2/27/2025)
IAR
South Carolina(3/4/2025)
RR
Texas(1/29/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
425 N Martingale Road Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Road Suite 1200, Schaumburg, IL 60173
Phone number
(847) 342-1700
Established
Illinois since 09/13/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
170
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WORLD EQUITY GROUP, INC.
CRD#: 29087Sea Girt, NJ 08750TRUST BUT VERIFY
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