Edward G. Meakim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Gerard Meakim III, who also goes by Edward Gerard Meakim III, Edward Gerard Meakim, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1998. Edward had worked at 11 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2020 - September 9, 2025
THE LEADERS GROUP, INC.
April 25, 2017 - April 2, 2018
PACER FINANCIAL, INC.
September 21, 2016 - April 25, 2017
KEY INVESTMENT SERVICES LLC
August 12, 2015 - September 21, 2016
LPL FINANCIAL LLC
March 13, 2014 - May 5, 2015
CETERA INVESTMENT SERVICES LLC
January 14, 2013 - March 7, 2014
ALLSTATE FINANCIAL SERVICES, LLC
March 1, 2012 - July 13, 2012
VOYA FINANCIAL ADVISORS, INC.
January 27, 2006 - June 24, 2011
VOYA FINANCIAL ADVISORS, INC.
May 9, 2002 - October 22, 2004
USALLIANZ SECURITIES, INC.
June 2, 2000 - December 10, 2001
NATIONAL PLANNING CORPORATION
March 19, 1999 - March 31, 2000
FORESIDE FUNDS DISTRIBUTORS LLC
February 19, 1998 - April 24, 1999
EQUITY SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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