MN
Martin Nielsen
TUCKER ASSET MANAGEMENT LLC
Hillsborough, NJ
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CRD#: 2983432
MN
Professional summary
Martin Nielsen, ChFC®, CLU®, who also goes by Martin Robert Nielsen, is a registered financial advisor currently at TUCKER ASSET MANAGEMENT LLC located in Hillsborough, New Jersey.
Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Martin has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Martin Robert Nielsen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Nielsen Financial Group; Investment-Related; Hillsborough, NJ; Using DBA for investments, insurance, 529's, etc; Senior Financial Advisor; Start date: 10/25/2019; Approximately 160 hrs/month with all hours during securities trading hours. 2.) Nielsen Financial Group; Investment-Related; Hillsborough, NJ; Insurance Agent; Start date: 1/2/2019; Time spent: approximately 20 hours/month. Service/Duties: fixed and traditional insurance products - both group and individual. Includes life, disability, LTC, fixed annuities, benefit plans, etc.
CRS (Client Relationship Summary) - RIA
Click below to view Martin Nielsen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 11, 2024 - Present
TUCKER ASSET MANAGEMENT LLC
RIA
CRD#: 174844
Hillsborough, NJ
Past
January 3, 2019 - January 2, 2024
AURORA PRIVATE WEALTH, INC.
RIA
CRD#: 281604
Hillsburough, NJ
Past
January 2, 2019 - January 2, 2024
APW CAPITAL, INC.
BD
CRD#: 43814
Hillsborough, NJ
Past
May 2, 2016 - December 31, 2018
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Bridgewater, NJ
Past
March 4, 2014 - December 31, 2018
INSIGHT PRIVATE ADVISORS, LLC
RIA
CRD#: 169017
BRIDGEWATER, NJ
Past
September 28, 2012 - December 12, 2014
PREMIER COLLEGE FUNDING
RIA
CRD#: 151342
FLEMINGTON, NJ
Past
September 7, 2012 - October 29, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
BRIDGEWATER, NJ
Past
September 7, 2012 - May 2, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
BRIDGEWATER, NJ
Past
January 10, 2006 - September 10, 2012
FINANCIAL WEST GROUP
RIA
CRD#: 16668
HILLSBOROUGH, NJ
Past
July 18, 2003 - September 10, 2012
FINANCIAL WEST GROUP
BD
CRD#: 16668
HILLSBOROUGH, NJ
Past
November 23, 1998 - July 21, 2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Past
December 17, 1997 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TUCKER ASSET MANAGEMENT LLC
TUCKER ASSET MANAGEMENT LLC | TUCKER WEALTH | TUCKER ASSET MANAGEMENT, LLC
CRD#: 174844 / SEC#: 801-107110
RIA
Registered Investment Advisory firm - (1/13/2016 Approved)Colorado
Registered Investment Advisory firm - (1/28/2016 Terminated)Georgia
Registered Investment Advisory firm - (2/12/2016 Terminated)Iowa
Registered Investment Advisory firm - (1/26/2016 Terminated)Louisiana
Registered Investment Advisory firm - (1/26/2016 Terminated)Massachusetts
Registered Investment Advisory firm - (1/22/2016 Terminated)Montana
Registered Investment Advisory firm - (1/22/2016 Terminated)Nebraska
Registered Investment Advisory firm - (12/31/2015 Terminated)New Jersey
Registered Investment Advisory firm - (1/22/2016 Terminated)North Carolina
Registered Investment Advisory firm - (1/22/2016 Terminated)Ohio
Registered Investment Advisory firm - (1/22/2016 Terminated)Texas
Registered Investment Advisory firm - (1/22/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(1/11/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TA
TUCKER ASSET MANAGEMENT LLC
TUCKER ASSET MANAGEMENT LLC | TUCKER WEALTH | TUCKER ASSET MANAGEMENT, LLC
CRD#: 174844 / SEC#: 801-107110
RIA
Registered Investment Advisory firm - (1/13/2016 Approved)Colorado
Registered Investment Advisory firm - (1/28/2016 Terminated)Georgia
Registered Investment Advisory firm - (2/12/2016 Terminated)Iowa
Registered Investment Advisory firm - (1/26/2016 Terminated)Louisiana
Registered Investment Advisory firm - (1/26/2016 Terminated)Massachusetts
Registered Investment Advisory firm - (1/22/2016 Terminated)Montana
Registered Investment Advisory firm - (1/22/2016 Terminated)Nebraska
Registered Investment Advisory firm - (12/31/2015 Terminated)New Jersey
Registered Investment Advisory firm - (1/22/2016 Terminated)North Carolina
Registered Investment Advisory firm - (1/22/2016 Terminated)Ohio
Registered Investment Advisory firm - (1/22/2016 Terminated)Texas
Registered Investment Advisory firm - (1/22/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1520 West Canal Court Suite 100, Littleton, CO 80120
Mailing Address
Phone number
(303) 734-1234
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,243 |
| AUM (Assets Under Management) | $ 640,805,363 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
