Brandy E. Roberts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandy Elaine Roberts, who also goes by Brandy Elaine Benson, Brandy Roberts, was a registered financial professional .
Brandy is a previously registered financial professional and started their career in finance in 1997. Brandy had worked at 1 firm and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2003 - July 16, 2014
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
November 3, 2000 - November 1, 2001
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
December 15, 1997 - June 3, 1999
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
CRD#: 332 / SEC#: , 8-5889
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
