Jennifer L. Rhodus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Lee Rhodus, who also goes by Jennifer Lee Goode, Jenny Rhodus, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 2004. Jennifer had worked at 9 firms and has passed the Series 63, SIE, Series 7TO and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2023 - November 20, 2024
ARETE WEALTH MANAGEMENT, LLC
January 8, 2022 - August 18, 2022
PEACHTREE PC INVESTORS, LLC
January 28, 2015 - February 8, 2016
SALIENT CAPITAL ADVISORS, LLC
October 28, 2014 - February 8, 2016
SALIENT CAPITAL L.P.
July 15, 2014 - October 9, 2014
NUANCE INVESTMENTS, LLC
November 9, 2011 - April 30, 2014
MSEC, LLC
February 18, 2011 - August 29, 2011
PURSHE KAPLAN STERLING INVESTMENTS
August 31, 2004 - January 26, 2009
WADDELL & REED
August 31, 2004 - January 26, 2009
IVY DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/1/2021
General Securities Representative ExaminationCurrent Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CHUNG, UNBO | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6208569 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| ROGERS, JOSHUA DEAN | CHIEF EXECUTIVE OFFICER | 3163818 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
