Terrence R. Landry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrence Robert Landry was a registered financial professional .
Terrence is a previously registered financial professional and started their career in finance in 2001. Terrence had worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2018 - November 22, 2021
UBS ASSET MANAGEMENT (US) INC.
January 19, 2011 - May 5, 2017
MESIROW FINANCIAL, INC.
June 24, 2003 - January 13, 2011
MAN INVESTMENTS INC.
January 24, 2001 - June 17, 2003
WILLIAM BLAIR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/15/2024
General Securities Representative ExaminationCurrent Firm
UBS ASSET MANAGEMENT (US) INC.
CRD#: 583 / SEC#: , 8-21901
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 10 |
Red Flags
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