Matthew J. Walston

STRATEGIC FINANCIAL

SOUTH WINDSOR, CT 06074

Some features on this profile are disabled

CRD#: 2982775

Professional summary

Matthew John Walston is a registered financial advisor currently at STRATEGIC FINANCIAL, LLC located in South Windsor, Connecticut.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Matthew has worked at 4 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

50% OWNER OF WALSTON & IGNAGNI SINCE 1/1985, CERTIFIED PUBLIC ACCOUNTANT, TAX & ACCOUNTING SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew John Walston's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2002 - Present

STRATEGIC FINANCIAL, LLC

Office #1: 1695 Ellington Road Suite 202, South Windsor, CT 06074

RIA

CRD#: 122437

SOUTH WINDSOR, CT

Past

August 7, 2001 - November 14, 2002

FFP ADVISORY SERVICES INC

RIA

CRD#: 110778

SOUTH WINDSOR, CT

Past

February 7, 2001 - November 14, 2002

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

January 16, 1998 - December 31, 1999

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(11/14/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/23/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/5/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/29/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/5/1998

Investment Company Products/Variable Contracts Principal Examination

Current Firm

STRATEGIC FINANCIAL, LLC

CRD#: 122437 / SEC#:

Connecticut

Registered Investment Advisory firm - (11/14/2002 Approved)

Rhode Island

Registered Investment Advisory firm - (8/15/2025 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1695 Ellington Road Suite 202, South Windsor, CT 06074

Mailing Address

Phone number

(860) 644-8666

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	200
AUM (Assets Under Management)	$ 61,691,363

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Samuel Kaplowitz

BREACHWAY INVESTMENTS, LLC

IAR

West Hartford, CT

Richard Rake

FINANCIAL RESOURCES GROUP, LLC

IAR

GLASTONBURY, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew J. Walston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew John Walston's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC FINANCIAL, LLC

FFP ADVISORY SERVICES INC

FFP SECURITIES, INC.

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/23/1998

Series 63

Date: 1/5/1998

Series 6

Date: 12/29/1997

Series 26

Date: 10/5/1998

Current Firm

STRATEGIC FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STRATEGIC FINANCIAL, LLC

TRUST BUT VERIFY

Similar Advisors