Anthony A. Goheen

Some features on this profile are disabled

CRD#: 2982619

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony Allen Goheen, who also goes by Anthony Goheen, Tony Goheen, was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 1998. Anthony had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Anthony Goheen | Tony Goheen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 30, 2021 - August 25, 2021

BIRCHCREEK WEALTH MANAGEMENT, LLC

RIA

CRD#: 304207

MIAMI TOWNSHIP, OH

Past

June 17, 2009 - November 3, 2009

KEY INVESTMENT SERVICES LLC

CRD#: 136300

BROOKLYN, OH

Past

January 1, 2000 - March 25, 2009

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

DAYTON, OH

Past

August 30, 1999 - December 31, 2001

NATCITY INSURANCE SERVICES, INC.

CRD#: 16989

CLEVELAND, OH

Past

June 30, 1999 - September 15, 1999

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

June 23, 1999 - March 25, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

DAYTON, OH

Past

May 24, 1999 - June 15, 1999

NATCITY INVESTMENTS, INC.

CRD#: 17490

Past

January 6, 1998 - May 24, 1999

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BIRCHCREEK WEALTH MANAGEMENT, LLC

CRD#: 304207 / SEC#: 801-116914

RIA

Registered Investment Advisory firm - (7/3/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/4/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/8/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/5/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/18/2000

General Securities Principal Examination

Current Firm

BIRCHCREEK WEALTH MANAGEMENT, LLC

CRD#: 304207 / SEC#: 801-116914

RIA

Registered Investment Advisory firm - (7/3/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2955 Exchange Place Blvd. Suite 103, Miami Township, OH 45342

Mailing Address

Phone number

(937) 567-0646

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BIRCHCREEK WEALTH MANAGEMENT, LLC DISCLOSURE BROCHURE, BROCHURE SUPPLEMENT, AND PRIVACY POLICY (6/11/2025)

Regulatory assets under management

Total Number of Accounts	181
AUM (Assets Under Management)	$ 255,299,909

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Anthony A. Goheen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KEY INVESTMENT SERVICES LLC

NATCITY INVESTMENTS, INC.

NATCITY INSURANCE SERVICES, INC.

IFMG SECURITIES, INC.

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

EDWARD JONES

Primary Firm SEC Registration

BIRCHCREEK WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/4/2021

Series 63

Date: 1/8/1998

Series 7

Date: 1/5/1998

Series 24

Date: 12/18/2000

Current Firm

BIRCHCREEK WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BIRCHCREEK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors