Brian M. Cipollone
Professional summary
Brian Michael Cipollone is a registered financial professional currently at HIDDEN ROAD PARTNERS CIV US LLC located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1999. Brian has worked at 4 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Michael Cipollone's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2025 - Present
HIDDEN ROAD PARTNERS CIV US LLC
Office #1: 10 E. 40th Street 26th Floor, New York, NY 10016January 11, 2022 - March 25, 2024
LOOP CAPITAL MARKETS LLC
September 9, 2015 - January 10, 2022
GUGGENHEIM SECURITIES, LLC
July 23, 1999 - September 18, 2015
NOMURA SECURITIES INTERNATIONAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
HIDDEN ROAD PARTNERS CIV US LLC
CRD#: 331954 / SEC#: , 8-71259
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIDDEN ROAD PARTNERS CIV US HOLDCO LLC | PARENT COMPANY | |
| ASCH, MARC EDWARD | CHIEF EXECUTIVE OFFICER | 5565083 |
| CIPOLLONE, BRIAN MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2982507 |
| DISTELL, GARY NEIL | CHIEF COMPLIANCE OFFICER | 1540489 |
| KNECHT, JOHN ELIOT | CHIEF FINANCIAL OFFICER/FINOP | 7192538 |
| MEHTA, HINA MANHERLAL | GENERAL COUNSEL |
Red Flags
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