Alan L. Shenker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Lloyd Shenker was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1997. Alan had worked at 6 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2019 - January 8, 2025
FIRST PALLADIUM, LLC
January 3, 2017 - December 31, 2018
THE LEADERS GROUP, INC.
September 27, 2013 - December 26, 2016
VOYA FINANCIAL ADVISORS, INC.
January 15, 2004 - November 4, 2011
VOYA FINANCIAL ADVISORS, INC.
July 15, 2002 - October 14, 2002
LOCUST STREET SECURITIES, INC.
September 23, 1998 - July 20, 2000
NATIONAL PLANNING CORPORATION
December 23, 1997 - May 17, 1998
COREBRIDGE CAPITAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST PALLADIUM, LLC
CRD#: 289822 / SEC#: , 8-70007
Contact information
Documents
Red Flags
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