Paul W. Schaller
Professional summary
Paul Walter Schaller, who also goes by Paul W Schaller, Paul Schaller, is a registered financial professional currently at RIVERSOURCE DISTRIBUTORS, INC. located in Minneapolis, Minnesota.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1997. Paul has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Walter Schaller's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2026 - Present
RIVERSOURCE DISTRIBUTORS, INC.
Office #1: 901 3rd Ave S, Minneapolis, MN 55402May 30, 2024 - June 27, 2024
NYLIFE DISTRIBUTORS LLC
May 2, 2022 - August 25, 2022
SYMETRA SECURITIES, INC.
July 19, 2017 - December 10, 2018
AVANTAX INVESTMENT SERVICES, INC.
August 15, 2013 - April 23, 2015
VOYA FINANCIAL ADVISORS, INC.
April 19, 2000 - August 8, 2011
TOUCHSTONE SECURITIES, LLC
December 7, 1998 - April 19, 2000
ARM SECURITIES CORPORATION
December 19, 1997 - July 20, 1998
COREBRIDGE CAPITAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2026)
Exams
FINRA
Current Firm
RIVERSOURCE DISTRIBUTORS, INC.
CRD#: 139135 / SEC#: , 8-67196
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERIPRISE FINANCIAL, INC | SHAREHOLDER | |
| ALVERO, GUMER CRUZ | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | 1975307 |
| KNEESHAW, JESSICA A | DIRECTOR | 4619188 |
| LASSWELL, MARK THOMAS | CHIEF COMPLIANCE OFFICER | 2092593 |
| MATTOX, MICHAEL SCOTT | CHIEF FINANCIAL OFFICER | 4383501 |
| MINELLA, PAULA J | GENERAL COUNSEL | 7355568 |
| SHERMAN, KARA DALY | DIRECTOR (TEXAS DESIGNATED OFFICER) | 4567825 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
RIVERSOURCE DISTRIBUTORS, INC.
CRD#: 139135Minneapolis, MN 55402TRUST BUT VERIFY
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